...Alexander Conrad Culley Purpose The purpose of this paper is to scrutinise the effectiveness of four derivative exchanges’ enforcement efforts since 2007. These exchanges include the Commodity Exchange Inc. and ICE Futures US from the United States and ICE Futures Europe and the London Metal...

... “who have defaulted have left the industry, either by choice or because they cannot find employment ”(para. 15). The accusations of weak enforcement forces one to ask the following question: are the penalties imposed by the IDA “grossly inadequate”? To address this question, this article...

... on primary and secondary data analysis. The paper will analyse recent enforcement cases to guide the interpretations of the legal impact of the statute. Findings The study suggests five key findings. First, contrary to criticisms, BA 2010 is not without teeth. Second, the UK's position...

...Viv Pyne Financial regulation Investigation Enforcement Coming hard on the heels of the Strachan Review, Freshfields' second edition of this book aims to accommodate the considerable changes which have occurred over the four years since its original publication. The introduction of FSA...

...Andrew Proctor This paper sets out how the FSA intends to use enforcement tools to support its financial crime strategy and reduce the risk that regulated firms are used to further money laundering. It reiterates that public enforcement action is only one of a wide range of regulatory tools...

..., supervisory authorities and courts are required to display particular care in the interpretation and application of the new regime in order to ensure effective enforcement. © Emerald Group Publishing Limited 2004 Market abuse Insider trading Manipulation Enforcement Greece Journal...

...Philip Parish Journal of Financial Regulation and Compliance Volume 11 Number 2 N2+1: A review of FSA enforcement and discipline since N2 Philip Parish Received: 3rd February, 2003 Linklaters, One Silk Street, London EC2Y 8HQ, UK; tel: +44 (0)20 7456 4282; fax: +44 (0)20 7456 2222; e...