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Keywords: London Metal Exchange
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Journal Articles
How effective are the enforcement activities of derivatives exchanges in the digital age? A survey of enforcement notices through the lens of humans
Available to Purchase
Journal of Financial Regulation and Compliance (2024) 32 (3): 313–354.
Published: 05 April 2024
... 05 2022 04 12 2023 28 01 2024 14 02 2024 © Emerald Publishing Limited 2024 Emerald Publishing Limited Licensed re-use rights only Enforcement Market abuse Conduct risk London Metal Exchange COMEX ICE futures On 4th March 2022 the Financial Conduct...
Journal Articles
Does the deployment of algorithms combined with direct electronic access increase conduct risk? Evidence from the LME
Available to Purchase
Journal of Financial Regulation and Compliance (2023) 31 (2): 220–236.
Published: 08 August 2022
... trading compliance in the wholesale markets and Commission Delegated Regulation 2017/589 (CDR 589) to the second Markets in Financial Instruments Directive. Design/methodology/approach A qualitative examination of 15 semi-structured interviews with representatives of London Metal Exchange member firms...
