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1-6 of 6
Keywords: MiFID II
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Journal Articles
Journal of Financial Regulation and Compliance (2023) 31 (5): 607–629.
Published: 06 June 2023
... Trading Brokerage Algorithms Capital markets MIFID II RTS 6 On 3 January 2018, the second Markets in Financial Instruments Directive (MiFID II) entered into force in the European Union (EU). MiFID II introduced EU-wide organisational requirements for firms engaged in algorithmic trading...
Journal Articles
Journal of Financial Regulation and Compliance (2023) 31 (2): 220–236.
Published: 08 August 2022
...”. due diligence on prospective DEA clients to determine their suitability to receive DEA; and monitoring on the DEA clients’ activities to detect conduct that could amount to market abuse or otherwise be disorderly or breach the rules of a trading venue (Busch, 2016). Critics of the MiFID II...
Journal Articles
Journal of Financial Regulation and Compliance (2020) 28 (1): 97–113.
Published: 28 August 2019
... be discovered in an iterative process. Originality/value The results presented are important to broker/dealers about to discover the market demand for their FICC research publications on the back of the implementation of MiFID II. Having distributed FICC research for free in the past, they have no knowledge...
Journal Articles
Journal of Financial Regulation and Compliance (2020) 28 (1): 1–15.
Published: 02 May 2019
...Tom Loonen; Randy Pattiselanno Purpose This paper aims to identify the duty of care that applies to ‘professionally classified clients’ based on the recently implemented Markets in Financial Instruments Directive II (MiFID II) as well as the previous Markets in Financial Instruments Directive I...
Journal Articles
Journal of Financial Regulation and Compliance (2019) 27 (1): 110–123.
Published: 10 January 2019
...Peter Yeoh Purpose This paper aims to discuss key concerns surrounding the recent implementation of the Markets in Financial Instruments Directive (MIFID II). It focuses on the UK regime. The insights derived are envisaged to be helpful guides for participants and regulators in financial markets...
Journal Articles
Journal of Financial Regulation and Compliance (2015) 23 (2): 196–206.
Published: 11 May 2015
...Lukasz Prorokowski Purpose – This paper aims to discuss the impact of nascent Markets in Financial Instruments Directive (MiFID II) initiatives and, thus, to deliver practical insights into MiFID II implementation, compliance and cost reduction MiFID II constitutes the backbone for the upcoming...
