Overbreak and underbreak along the excavation profile were predicted at the peripheral-hole scale in drill-and-blast tunnelling. A data set of 537 peripheral holes from 12 consecutive blasting cycles in a tunnel was compiled, including measurement-while-drilling logs, charge-structure records, reconstructed blasthole geometry and post-blast point-cloud profiles. For each hole, 50 depth points were sampled from 1 m below the hole top to the hole bottom. Geometric and charging descriptors derived from blasting theory were computed along depth, including local hole spacing, burden to a reconstructed free surface, concentration factors and charge presence. Summary statistics (mean, quartiles and interquartile range) were computed to represent each hole. A gradient-boosting decision-tree model was trained to predict the blasthole-deviation-corrected overbreak/underbreak value at sampling points and evaluated using cross-validation. The model achieved a root mean square error of 0.137 m, a mean absolute error of 0.096 m and a coefficient of determination of 0.773. Interpretation using Shapley additive explanations quantified the contributions of geometric, charging and drilling-response features.
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Research Article|
October 06 2026
Tunnel overbreak and underbreak prediction using measurement-while-drilling and reconstructed blasthole geometry
Bangshu Xu;
Bangshu Xu
State Key Laboratory of Tunnel Engineering,
Shandong University
, Jinan, PR China
; School of Qilu Transportation, Shandong University, Jinan, PR China
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Lijie Yu;
State Key Laboratory of Tunnel Engineering,
Shandong University
, Jinan, PR China
; School of Qilu Transportation, Shandong University, Jinan, PR ChinaCorresponding author Lijie Yu (yulijie1996@163.com)
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Wanxin Zhu;
Wanxin Zhu
State Key Laboratory of Tunnel Engineering,
Shandong University
, Jinan, PR China
; School of Qilu Transportation, Shandong University, Jinan, PR China
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Wanzhi Zhang;
Wanzhi Zhang
School of Qilu Transportation,
Shandong University
, Jinan, PR China
; School of Architecture and Civil Engineering, Xihua University, Chengdu, PR China
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Shikui Jia
Shikui Jia
Hebei Longteng Heavy Industry Technology Co., Ltd
., Handan, PR China
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Corresponding author Lijie Yu (yulijie1996@163.com)
Declaration of interests The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.
Publisher: Emerald Publishing
Received:
April 18 2026
Accepted:
August 14 2026
Online ISSN: 1751-8563
Print ISSN: 1353-2618
Funding
Funding Group:
- Award Group:
- Funder(s): National Natural Science Foundation of China
- Award Id(s): 50909056,52379102
- Funder(s):
- Award Group:
- Funder(s): Natural Science Foundation of Shandong Province
- Award Id(s): ZR2014EEM014
- Funder(s):
- Funding Statement(s): The research leading to these results received funding from the National Natural Science Foundation of China under Grant Agreement No [50909056, 52379102], and the Natural Science Foundation of Shandong Province under Grant Agreement No [ZR2014EEM014].
© 2026 Emerald Publishing Limited
2026
Emerald Publishing Limited
Licensed re-use rights only
Proceedings of the Institution of Civil Engineers - Geotechnical Engineering 1–15.
Article history
Received:
April 18 2026
Accepted:
August 14 2026
Citation
Xu B, Yu L, Zhu W, Zhang W, Jia S (2026;), "Tunnel overbreak and underbreak prediction using measurement-while-drilling and reconstructed blasthole geometry". Proceedings of the Institution of Civil Engineers - Geotechnical Engineering, Vol. ahead-of-print No. ahead-of-print. https://doi.org/10.1680/jgeen.26.00069
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