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Issue
16 March - Volume 11, Issue 1, Pages 5 - 81
16 June - Volume 11, Issue 2, Pages 4 - 62
14 September - Volume 11, Issue 3, Pages 4 - 57
23 November - Volume 11, Issue 4, Pages 4 - 78
Volume 11, Issue 2
16 June 2010
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ISSN
1528-5812
EISSN
1758-7476
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FINRA implements same‐day clearance process of shelf registration statements
Stuart Bressman
;
Theodore J. Ghorra
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for FINRA implements same‐day clearance process of shelf registration statements
FINRA issues proposed rules on securities lending, permissible use of customer securities and callable securities
Jessica Forbes
;
Gregory P. Gnall
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for FINRA issues proposed rules on securities lending, permissible use of customer securities and callable securities
SEC amends the Advisers Act custody rule
Jessica Forbes
;
Mark Molle
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for SEC amends the Advisers Act custody rule
Index futures trading, margin trading and securities lending in China finally launched
Paget Dare Bryan
;
Yang TieCheng
;
Patrick Phua
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SEC provides details on amendments to money market fund rules
John Hunt
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for SEC provides details on amendments to money market fund rules
SEC proposes changes to stock buyback safe harbor
Laurie A. Cerveny
;
Floyd I. Wittlin
;
Michael P. O'Brien
;
Michael R. Trocchio
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for SEC proposes changes to stock buyback safe harbor
Summary of selected FINRA regulatory notices January‐March 2010
Henry A. Davis
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for Summary of selected FINRA regulatory notices January‐March 2010
Supreme Court upholds
Gartenberg
standard in
Jones
v.
Harris
Cameron S. Avery
;
Paul H. Dykstra
;
Richard M. Phillips
;
Paulita A. Pike
;
W. Rotunno
;
Gwendolyn A. Williamson
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for Supreme Court upholds <em>Gartenberg</em> standard in <em>Jones</em> v. <em>Harris</em>
The control system in the Italian banking sector: recent changes in the application of Legislative Decree No. 231 of June 8, 2001
Gabriella Opromolla
;
Michela Maccarini
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for The control system in the Italian banking sector: recent changes in the application of Legislative Decree No. 231 of June 8, 2001
ABCs of ISDA agreements: advising the investor
Robert A. Robertson
;
Gerardo Perez‐Giusti
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for ABCs of ISDA agreements: advising the investor
Editor column
Editor column
Henry A. Davis
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