Issues

New FINRA books and records rules

Yoon‐Young Lee; Bruce H. Newman; Kohki M. Kubota
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Summary of selected FINRA regulatory notices, March‐May 2011

Henry A. Davis
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SEC approves FINRA's overhaul of its Discovery Guide

S. Lawrence Polk; Avital Stadler
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SEC holds roundtable on money market funds and systemic risk

Benjamin J. Haskin; Barry P. Barbash; Brian M. Hall
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SEC adopts final rules on Dodd‐Frank Whistleblower Program

Michael E. Clark; Laurence S. Lese; F. Reid Avett
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New form ADV Part 2: post‐filing post‐mortem and more fun with Part 1

Lorna A. Schnase
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FINRA's concept proposal on fixed‐income research reports

Russell D. Sacks; Michael J. Blankenship
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The role of money laundering reporting officers in combating money laundering in Zambia

Musonda Simwayi; Guohua Wang
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Private placement variable life insurance and annuities invested in hedge funds: due diligence issues for all parties to the transaction

Roger Lorence; Steven Q. Zhang
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Editor column

Editor column

Henry A. Davis
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