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Alan E. Sorcher
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Journal Articles

The conflicting roles of the new New York Stock Exchange

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George R. Kramer, Alan E. Sorcher
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2006) 7 (3): 51–66.
https://doi.org/10.1108/15285810610711482
Published: 01 July 2006
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Journal Articles

USA Patriot Act: five years and counting, but still more work to be done

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Alan E. Sorcher
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2006) 7 (3): 32–37.
https://doi.org/10.1108/15285810610711455
Published: 01 July 2006
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Journal Articles

Changing times: key issues for securities regulation and compliance

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Alan E. Sorcher, George R. Kramer
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2002) 3 (1): 5–26.
https://doi.org/10.1108/joic.2002.3.1.5
Published: 01 January 2002
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Journal Articles

Gramm‐Leach‐Bliley Review: Has the Promise of Less Regulation Led to More Rules?

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Alan E. Sorcher
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2001) 2 (1): 7–14.
https://doi.org/10.1108/eb045896
Published: 01 February 2001
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