Skip to Main Content
Andrew Brady
Close
Save search
Follow your search
Access your saved searches in your account
Would you like to receive an alert when new items match your search?
Close Modal
Sort by
Journal Articles

SEC permits all issuers to submit confidential draft registration statements

Available to Purchase
Andrew Brady, Brian Breheny, Michelle Gasaway, Stacy Kanter, Michael Zeidel, Monika Zhou
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2017) 18 (4): 16–21.
https://doi.org/10.1108/JOIC-08-2017-0051
Published: 06 November 2017
View article titled, SEC permits all issuers to submit confidential draft registration statements
Open the PDF for SEC permits all issuers to submit confidential draft registration statements in another window
Add to Citation Manager for SEC permits all issuers to submit confidential draft registration statements
Journal Articles

SEC proposes new compensation clawback rules

Available to Purchase
Andrew Brady, Rolf Zaiss, Nyron Persaud
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2015) 16 (4): 43–46.
https://doi.org/10.1108/JOIC-08-2015-0048
Published: 02 November 2015
View article titled, SEC proposes new compensation clawback rules
Open the PDF for SEC proposes new compensation clawback rules in another window
Add to Citation Manager for SEC proposes new compensation clawback rules
This Feature Is Available To Subscribers Only

or Create an Account

Close Modal
Close Modal