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Journal Articles

FinCEN issues final rules relating to money services business (MSB) definitions

Betty Santangelo, Donald J. Mosher, William I. Friedman, Matthew P. Truax
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2012) 13 (1): 17–22.
https://doi.org/10.1108/15285811211216655
Published: 06 April 2012
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Journal Articles

FinCEN and regulators issue joint guidance on obtaining beneficial ownership information, potentially expanding certain financial institutions' USA PATRIOT Act obligations

Betty Santangelo, Amber Stokes
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2010) 11 (4): 45–50.
https://doi.org/10.1108/15285811011098974
Published: 23 November 2010
View article titled, FinCEN and regulators issue joint guidance on obtaining beneficial ownership information, potentially expanding certain financial institutions' USA PATRIOT Act obligations
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Journal Articles

The Foreign Corrupt Practices Act: recent cases and enforcement trends

Betty Santangelo, Gary Stein, Margaret Jacobs
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2007) 8 (3): 31–55.
https://doi.org/10.1108/15285810710824071
Published: 18 September 2007
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Journal Articles

Ask not for whom the bell tolls, it may toll for you next: intensified anti‐money‐laundering enforcement transforms the regulatory landscape

Betty Santangelo, Margaret A. Jacobs
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2005) 6 (1): 4–15.
https://doi.org/10.1108/15285810510634650
Published: 01 January 2005
View article titled, Ask not for whom the bell tolls, it may toll for you next: intensified anti‐money‐laundering enforcement transforms the regulatory landscape
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Journal Articles

New PATRIOT Act deadlines approach for broker‐dealers: Customer identification programs to be implemented by October 1, 2003

Betty Santangelo, Margaret Jacobs
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2003) 4 (2): 45–53.
https://doi.org/10.1108/15285810310813059
Published: 01 April 2003
View article titled, New PATRIOT Act deadlines approach for broker‐dealers: Customer identification programs to be implemented by October 1, 2003
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Journal Articles

New Anti‐Money Laundering Rules for Investment Funds on the Horizon

BETTY SANTANGELO
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2002) 2 (3): 25–33.
https://doi.org/10.1108/eb045914
Published: 01 January 2002
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Journal Articles

Are Self‐Regulatory Organizations State Actors? Two Recent Cases Take Contrasting Perspectives

Betty Santangelo, Margaret Jacobs
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2001) 2 (1): 23–29.
https://doi.org/10.1108/eb045898
Published: 01 February 2001
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Journal Articles

How Safe Is the Bank Secrecy Act Safe Harbor?

BETTY SANTANGELO, TIM O'NEAL LORAH
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2000) 1 (2): 17–21.
https://doi.org/10.1108/eb045874
Published: 01 February 2000
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