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Journal Articles

SEC proposes “pay-for-performance” disclosure rule

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David H. Engvall, Reid S. Hooper, Keir D. Gumbs, David B.H. Martin
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2015) 16 (3): 24–27.
https://doi.org/10.1108/JOIC-06-2015-0034
Published: 07 September 2015
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Journal Articles

Shareholder access litigation and beyond

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David B.H. Martin, Keir D. Gumbs
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2011) 12 (4): 40–43.
https://doi.org/10.1108/15285811111188171
Published: 29 November 2011
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Journal Articles

Enhanced protection of investors and other changes to securities regulations

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David B.H. Martin, Brandon K. Gay
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2010) 11 (4): 27–36.
https://doi.org/10.1108/15285811011098947
Published: 23 November 2010
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