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Journal Articles
CFTC adopts amendments to position limit aggregation rules
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2017) 18 (2): 31–35.
Published: 03 July 2017
Journal Articles
SEC targets broker-dealer implications of transaction-based deal fees
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2016) 17 (4): 75–76.
Published: 07 November 2016
