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Journal Articles

A summary of the Financial Services Authority's enforcement procedures in the United Kingdom

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Robert Falkner, Jon Gerty
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2006) 7 (1): 69–82.
https://doi.org/10.1108/15285810610701627
Published: 01 January 2006
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Journal Articles

Regulation of market misconduct in the United Kingdom

Available to Purchase
Robert Falkner, Jon Gerty
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2005) 6 (4): 35–53.
https://doi.org/10.1108/15285810510701439
Published: 01 October 2005
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