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SEC approves amendments to the NYSE’s substantial stockholder issuance rule and 20 per cent rule for shareholder approval of certain private offerings

Justin Hoffman, Jude Dworaczyk

Journal of Investment Compliance (2019) 20 (2): 16–19.

https://doi.org/10.1108/JOIC-04-2019-0020

Published: 24 June 2019

View article titled, SEC approves amendments to the NYSE’s substantial stockholder issuance rule and 20 per cent rule for shareholder approval of certain private offerings

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