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Kenneth M. Rosenzweig
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Journal Articles

CFTC approves final rule requiring recording of oral communications

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Kenneth M. Rosenzweig, Kevin M. Foley, Blake J. Brockway
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2013) 14 (1): 47–49.
https://doi.org/10.1108/15285811311321260
Published: 26 April 2013
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Journal Articles

All advisers to registered investment companies need to evaluate their exposure to CFTC regulation after recent rule amendment

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Peter J. Shea, Kathleen H. Moriarty, Kenneth M. Rosenzweig, Marybeth Sorady, Gregory E. Xethalis
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2012) 13 (2): 20–24.
https://doi.org/10.1108/15285811211238110
Published: 08 June 2012
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Journal Articles

CFTC adopts significant changes to CPO and CTA registration and compliance requirements

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Kenneth M. Rosenzweig, Wendy E. Cohen, Marilyn S. Okoshi, Fred M. Santo
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2012) 13 (2): 15–19.
https://doi.org/10.1108/15285811211238101
Published: 08 June 2012
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Journal Articles

The Commodity Futures Modernization Act of 2000

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KENNETH M. ROSENZWEIG
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2001) 1 (4): 43–46.
https://doi.org/10.1108/eb045892
Published: 01 January 2001
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