Page 1 | Search Results | Journal of Investment Compliance | Emerald Publishing

Skip to Main Content

1-2 of 2

Sort by

Sort Order Select

Journal Articles

CFTC clarifies and expands relief relating to delegation of commodity pool operator responsibilities

Cary Meer, Lawrence B. Patent

Journal of Investment Compliance (2015) 16 (1): 69–73.

https://doi.org/10.1108/JOIC-01-2015-0011

Published: 05 May 2015

View article titled, CFTC clarifies and expands relief relating to delegation of commodity pool operator responsibilities

Add to Citation Manager for CFTC clarifies and expands relief relating to delegation of commodity pool operator responsibilities

Journal Articles

Who's in and who's out? CFTC and SEC finalize the swap entity definitions

Anthony R.G. Nolan, Susan I. Gault‐Brown, Lawrence B. Patent

Journal of Investment Compliance (2012) 13 (4): 25–36.

https://doi.org/10.1108/15285811211284100

Published: 23 November 2012

View article titled, Who's in and who's out? CFTC and SEC finalize the swap entity definitions

Add to Citation Manager for Who's in and who's out? CFTC and SEC finalize the swap entity definitions