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Journal Articles

Commodity Futures Trading Commission issues advisory for virtual currency pump-and-dump schemes

Richard Rosenfeld, Alex Lakatos, David Beam, Jennifer Carlson, Nina Flax, Philip Niehoff, Matthew Bisanz, Nicholas McCoy

Journal of Investment Compliance (2018) 19 (3): 42–44.

https://doi.org/10.1108/JOIC-04-2018-0033

Published: 13 August 2018

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Journal Articles

Three financial regulators issue reports on product and service innovations

Melanie Brody, Ori Lev, Jeffrey P. Taft, Guy Wilkes, Matthew Bisanz, Tori Shinohara, Joy Tsai

Journal of Investment Compliance (2017) 18 (1): 84–91.

https://doi.org/10.1108/JOIC-02-2017-0005

Published: 02 May 2017

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