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Journal Articles

Unpacking the SEC’s new disgorgement powers

Russ Ryan, Matthew H. Baughman, Carmen J. Lawrence, Aaron W. Lipson, Richard H. Walker, Jessica Rapoport, Katie Barry, Scott Hiers

Journal of Investment Compliance (2021) 22 (2): 180–188.

https://doi.org/10.1108/JOIC-02-2021-0008

Published: 08 April 2021

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Journal Articles

What is new after Liu: unsettled questions surrounding SEC disgorgement

M. Alexander Koch, Carmen J. Lawrence, Aaron Lipson, Russ Ryan, Richard H. Walker, Jessica Rapoport, Katie Barry

Journal of Investment Compliance (2020) 21 (2-3): 127–135.

https://doi.org/10.1108/JOIC-08-2020-0020

Published: 04 December 2020

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