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Robert Van Grover
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Journal Articles

OCIE issues risk alert on the most frequently identified advisory fee and expense compliance issues

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Robert Van Grover
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2018) 19 (4): 1–3.
https://doi.org/10.1108/JOIC-06-2018-0046
Published: 06 November 2018
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Journal Articles

Pay to play violations: an SEC focus

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Robert Van Grover
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2017) 18 (2): 13–15.
https://doi.org/10.1108/JOIC-04-2017-0026
Published: 03 July 2017
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