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Journal Articles

Preparing for market disruption: circuit breakers and discretionary trading halts

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Jennifer Morton, Russell Sacks, Jenny Ding Jordan, Steven Blau, P. Sean Kelly, Taylor Pugliese, Andrew Lewis, Caitlin Hutchinson Maddox
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2021) 22 (3): 217–221.
https://doi.org/10.1108/JOIC-08-2020-0021
Published: 01 July 2021
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Journal Articles

FINRA releases new guidance regarding social media and digital communications

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Russell Sacks, Jennifer Morton, Jenny Jordan, Steven Blau, Sean Kelly
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2017) 18 (4): 40–44.
https://doi.org/10.1108/JOIC-08-2017-0049
Published: 06 November 2017
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