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Journal Articles

SEC announces new guidance for public company disclosures on cybersecurity risks

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Stuart Gelfond†, Una Dean, Dave N. Rao, Justin Sedor
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2018) 19 (4): 22–25.
https://doi.org/10.1108/JOIC-06-2018-0041
Published: 31 October 2018
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Journal Articles

SEC adopts “crowdfunding” rules for start-up businesses: an easy way to bet on the next Google?

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Stuart Gelfond, Burcin Eren
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2016) 17 (1): 117–121.
https://doi.org/10.1108/JOIC-01-2016-0002
Published: 03 May 2016
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Journal Articles

SEC issues guidance on Rule 144A and Rule 506 offerings regarding general solicitation and general advertising and other aspects of the amended rules

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Stuart Gelfond, Joshua Coleman, Kaihli Ross
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2014) 15 (1): 58–61.
https://doi.org/10.1108/JOIC-01-2014-0001
Published: 27 February 2014
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