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Journal Articles

Recent SEC sweep highlights the need for US investment advisers seeking business from sovereign wealth funds to develop policies for FCPA compliance

Edward L. Pittman, Cheryl A. Krause, Thomas C. Bogle, Justin C. Danilewitz

Journal of Investment Compliance (2011) 12 (2): 11–15.

https://doi.org/10.1108/15285811111142865

Published: 14 June 2011

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Journal Articles

PWG issues report on money market fund reform options

Stephen H. Bier, Thomas C. Bogle, Jack W. Murphy, Kevin K. Babikian, Sean R. Murphy

Journal of Investment Compliance (2011) 12 (1): 53–58.

https://doi.org/10.1108/15285811111122074

Published: 12 April 2011

View article titled, PWG issues report on money market fund reform options

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