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Journal Articles

SEC shortens Rule 144 holding periods and loosens restrictions on resales of privately placed securities

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Valerie Ford Jacob, Daniel J. Bursky, Stuart H. Gelfond, Michael A. Levitt, Paul D. Tropp, Vasiliki B. Tsaganos
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2008) 9 (2): 45–49.
https://doi.org/10.1108/15285810810886180
Published: 13 June 2008
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Journal Articles

New era dawns for listed companies: NYSE and Nasdaq adopt final corporate governance rules

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Vasiliki B. Tsaganos, Lawrence R. Bard, Erika J. Moore
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2003) 4 (3): 35–46.
https://doi.org/10.1108/15285810310813185
Published: 01 July 2003
View article titled, New era dawns for listed companies: NYSE and Nasdaq adopt final corporate governance rules
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