...Sutarno Bintoro; Sjamsiar Sjamsuddin; Ratih Nur Pratiwi; Hermawan Purpose To introduce new initiatives in combating money laundering and related corruption in the capital market sector through international cooperation between Indonesia and Australia. Design/methodology/approach This study...

...Jennifer Kennedy Park; Abena Mainoo Purpose To explain a recent enforcement action by the US Securities and Exchange Commission (SEC) highlighting risk factors for Foreign Corrupt Practices Act (FCPA) violations. Design/methodology/approach Summarizes the basis of the SEC’s enforcement action...

...Roger Witten; Kimberly Parker; Jay Holtmeier Purpose The purpose of this paper is to explain the joint guidance on the US Foreign Corrupt Practices Act (FCPA or the Act) published on November 14, 2012 by the US Department of Justice (DOJ) and the US Securities and Exchange Commission (SEC...

...Matt T. Morley; Jeffrey B. Maletta; Michael J. King; Robert V. Hadley; Matthew J. Fader; Brian F. Saulnier Purpose The purpose of this paper is to explain and emphasize the importance of compliance with the Foreign Corrupt Practices Act and similar anti‐corruption laws in force in other countries...

...Betty Santangelo; Gary Stein; Margaret Jacobs Purpose The purpose of this article is to explain recent enforcement trends under the Foreign Corrupt Practices Act (FCPA), providing examples of recent cases. Design/methodology/approach The paper describes recent trends in FCPA enforcement...

... function led the Exchange to turn a blind eye to regulatory problems. Of particular concern was a burgeoning scandal involving corruption within the NYSE specialist community, and whether the NYSE regulatory response had been delayed or softened due to the influence that some in that community might have...