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Keywords: Division of Swap Dealer and Intermediary Oversight (DSIO)
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Journal Articles
CFTC clarifies and expands relief relating to delegation of commodity pool operator responsibilities
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2015) 16 (1): 69–73.
Published: 05 May 2015
... commission (CFTC) Commodity pool operator (CPO) Division of swap dealer and intermediary oversight (DSIO) CFTC No-Action Letter 14-126 Delegating CPO Designated CPO A commodity pool operator (CPO) is an entity that operates a commodity pool, syndicate, investment trust, or similar fund...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2014) 15 (3): 41–46.
Published: 26 August 2014
...Walid Khuri; Robert M. McLauglin; David S. Mitchell; David W. Selden Purpose – To provide an overview of a new, streamlined process from the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission (CFTC) by which a commodity pool operator (CPO) may...
