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Keywords: Dodd‐Frank Wall Street Reform and Consumer Protection Act
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2018) 19 (3): 22–32.
Published: 06 September 2018
.... Somers Dodd–Frank Wall Street Reform and Consumer Protection Act US Securities and Exchange Commission (SEC) The late Supreme Court Justice Antonin Scalia had a lot to say about interpreting statutes, and even co-authored a book on how to do it. In two back-to-back chapters he asserted...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2018) 19 (2): 5–7.
Published: 02 July 2018
... LLP (US). 2018 2018 DLA Piper LLP (US). Licensed re-use rights only Retaliation US Securities and Exchange Commission’s (SEC) Whistleblowers Securities enforcement Dodd–Frank Wall Street Reform and Consumer Protection Act SEC Office of the Whistleblower On November 15, 2017...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2012) 13 (4): 25–36.
Published: 23 November 2012
... Securities and Exchange Commission Commodity Futures Trading Commission Dodd‐Frank Wall Street Reform and Consumer Protection Act Securities Securities markets The Dodd‐Frank Wall Street Reform and Consumer Protection Act (“Dodd‐Frank Act”) contains definitions for the new terms “swap dealer...
