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1-6 of 6
Keywords: FinTech
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Journal Articles
Understanding regulatory trends: digital assets & anti-money laundering
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2021) 22 (4): 345–353.
Published: 23 October 2021
... in diversifying with crypto-related investment opportunities. Katherine Kirkpatrick can be contacted at: kkirkpatrick@kslaw.com © King and Spalding LLP. 2021 King and Spalding LLP. Licensed re-use rights only Regulation Financial services Blockchain Cryptocurrency FinTech Data privacy...
Journal Articles
Fintech companies face investment company status challenges
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2021) 22 (3): 236–242.
Published: 26 June 2021
...Leslie S. Cruz; Stephanie M. Monaco Purpose To inform readers of the challenges that fintech companies can have regarding investment company status, using two recent examples. Design/methodology/approach The article provides an introduction to the subject, discusses two examples of fintech...
Journal Articles
China’s forthcoming digital currency: implications for foreign companies and financial institutions in China
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2021) 22 (2): 195–200.
Published: 18 June 2021
... business operations, reporting requirements and financial reserves related to the requirements and use of DCEP, expected growth in fintech surrounding digital currencies. Originality/value Practical advice from experienced mergers and acquisitions, private equity, strategic investment and capital...
Journal Articles
UK Cryptoassets Taskforce publishes its final report
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (2): 28–33.
Published: 09 May 2019
... This article contains valuable information about current policy direction and regulatory thinking in the UK in relation to crypto-assets, and analysis from leading FinTech lawyers. Sam Maxson can be contacted at: sam.maxson@lw.com Financial Conduct Authority (FCA) Cryptocurrency FinTech Crypto...
Journal Articles
Three financial regulators issue reports on product and service innovations
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2017) 18 (1): 84–91.
Published: 02 May 2017
... initiative to support responsible financial innovation and CFPB Director Richard Cordray’s speech at the Money 20/20 conference. The article also discusses the OCC’s release of a framework for its “Innovation Initiative”, providing insight to how the agency intends to engage with the fintech industry...
Journal Articles
Stored value facilities: changing the fintech landscape in Hong Kong
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2017) 18 (1): 107–110.
Published: 02 May 2017
...Kristi L. Swartz Purpose To analyze the amendment to the Payment Systems and Stored Value Facilities Ordinance, Chapter 584 of the Laws of Hong Kong (“Ordinance”) and its impact on business development, with a focus on fintech companies operating in Hong Kong. Design/methodology/approach...
