Skip to Main Content
Keywords: FinTech
Close
Follow your search
Access your saved searches in your account

Would you like to receive an alert when new items match your search?
Close Modal
Sort by
Journal Articles
Journal of Investment Compliance (2021) 22 (4): 345–353.
Published: 23 October 2021
... in diversifying with crypto-related investment opportunities. Katherine Kirkpatrick can be contacted at: kkirkpatrick@kslaw.com © King and Spalding LLP. 2021 King and Spalding LLP. Licensed re-use rights only Regulation Financial services Blockchain Cryptocurrency FinTech Data privacy...
Journal Articles
Journal of Investment Compliance (2021) 22 (3): 236–242.
Published: 26 June 2021
...Leslie S. Cruz; Stephanie M. Monaco Purpose To inform readers of the challenges that fintech companies can have regarding investment company status, using two recent examples. Design/methodology/approach The article provides an introduction to the subject, discusses two examples of fintech...
Journal Articles
Journal Articles
Journal of Investment Compliance (2019) 20 (2): 28–33.
Published: 09 May 2019
... This article contains valuable information about current policy direction and regulatory thinking in the UK in relation to crypto-assets, and analysis from leading FinTech lawyers. Sam Maxson can be contacted at: sam.maxson@lw.com Financial Conduct Authority (FCA) Cryptocurrency FinTech Crypto...
Journal Articles
Journal of Investment Compliance (2017) 18 (1): 84–91.
Published: 02 May 2017
... initiative to support responsible financial innovation and CFPB Director Richard Cordray’s speech at the Money 20/20 conference. The article also discusses the OCC’s release of a framework for its “Innovation Initiative”, providing insight to how the agency intends to engage with the fintech industry...
Journal Articles
Journal of Investment Compliance (2017) 18 (1): 107–110.
Published: 02 May 2017
...Kristi L. Swartz Purpose To analyze the amendment to the Payment Systems and Stored Value Facilities Ordinance, Chapter 584 of the Laws of Hong Kong (“Ordinance”) and its impact on business development, with a focus on fintech companies operating in Hong Kong. Design/methodology/approach...

or Create an Account

Close Modal
Close Modal