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Keywords: Fundholding
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Journal Articles
SEC shortens Rule 144 holding periods and loosens restrictions on resales of privately placed securities
Available to PurchaseValerie Ford Jacob, Daniel J. Bursky, Stuart H. Gelfond, Michael A. Levitt, Paul D. Tropp, Vasiliki B. Tsaganos
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2008) 9 (2): 45–49.
Published: 13 June 2008
... that the issuer was required to file such reports), other than Form 8‐Ks. Securities Fundholding Regulation United States of America The Securities and Exchange Commission (SEC) has adopted significant amendments to Rule 144 that will increase the liquidity of privately placed securities and ease...
