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Keywords: New York Stock Exchange (NYSE)
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Journal Articles
SEC approves amendments to the NYSE’s substantial stockholder issuance rule and 20 per cent rule for shareholder approval of certain private offerings
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (2): 16–19.
Published: 24 June 2019
... Botts LLP. 2019 Baker Botts LLP. Licensed re-use rights only 20 Per cent Rule Substantial Stockholder Issuance Rule US Securities and Exchange Commission (SEC) New York Stock Exchange (NYSE) On March 20, 2019, the US Securities and Exchange Commission (the SEC) approved amendments...
Journal Articles
The NYSE and NASDAQ issue proposed rules to implement the SEC compensation committee independence and advisor rules
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2013) 14 (2): 42–49.
Published: 28 June 2013
...Doreen Lilienfeld; John Cannon; Amy Gitlitz Bennett; George Spera Purpose The purpose of this paper is to explain the amendments to the listing standards of the New York Stock Exchange (NYSE) and the NASDAQ Stock Market (Nasdaq), which were approved by the Securities and Exchange Commission...
