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Keywords: Recording
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2013) 14 (1): 47–49.
Published: 26 April 2013
...Kenneth M. Rosenzweig; Kevin M. Foley; Blake J. Brockway Purpose This paper aims to address amendments to the Commodity Futures Trading Commission (CFTC) recordkeeping rules that will require certain market participants to maintain records of all oral communications leading to the execution...
