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Keywords: US Commodity Futures Trading Commission (CFTC)
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (3): 28–31.
Published: 08 October 2019
...Nikiforos Mathews; Jonas Robison Purpose The US Commodity Futures Trading Commission (CFTC), to date, has not directly addressed how liability for Commodity Exchange Act (CEA) violations involving blockchain or distributed ledger technology should be allocated among the various parties involved...
Journal Articles
Alice S. Fisher, Douglas K. Yatter, Douglas N. Greenburg, William R. Baker III, Benjamin A. Dozier, Robyn J. Greenberg
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (3): 32–38.
Published: 23 September 2019
...Alice S. Fisher; Douglas K. Yatter; Douglas N. Greenburg; William R. Baker III; Benjamin A. Dozier; Robyn J. Greenberg Purpose This paper aims to analyze the March 6, 2019 enforcement advisory in which the Division of Enforcement (Division) of the US Commodity Futures Trading Commission (CFTC...
Journal Articles
Richard Rosenfeld, Alex Lakatos, David Beam, Jennifer Carlson, Nina Flax, Philip Niehoff, Matthew Bisanz, Nicholas McCoy
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2018) 19 (3): 42–44.
Published: 13 August 2018
... diligence on virtual currencies before getting involved with them. Richard Rosenfeld can be contacted at: rrosenfeld@mayerbrown.com © Mayer Brown. 2018 Mayer Brown. Licensed re-use rights only Fraud Cryptocurrency Virtual currency US Commodity Futures Trading Commission (CFTC...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2018) 19 (3): 17–21.
Published: 09 August 2018
... information from experienced lawyers regarding personnel changes at the CFTC, recent trends in CFTC enforcement activity and what to expect in 2018. Cooperation Disclosure Enforcement Market manipulation Self-reporting US Commodity Futures Trading Commission (CFTC) As a new administration...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2017) 18 (3): 52–58.
Published: 04 September 2017
... & Hamilton LLP. 2017 Cleary Gottlieb Steen & Hamilton LLP Licensed re-use rights only US Commodity Futures Trading Commission (CFTC) Investigation Cooperation standards Enforcement Advisory Enforcement proceeding On January 19, 2017, US Commodity Futures Trading Commission...
