Numerous recent studies show that sharing politician or bureaucrat performance information with voters seldom succeeds at generating bottom-up pressure. One explanation is that local politics in developing democracies are typically mediated through local “development broker” elites, who often lack critical procedural information. Does supplying local leaders with information about decentralized political processes allow them to participate more effectively, generate accountability pressure, and improve public goods provision? A randomized field experiment in Peru demonstrates that information can indeed provoke attitudinal and behavioral change among village elites regarding participation, government performance and protest, but often in unanticipated ways. The study finds that training workshops in fact reduce participation in local participatory budgeting processes, reduce satisfaction with mayors, and increase support for protest and recall elections. Aggregate behavioral measures find a reduction in participatory budgeting attendance, but no changes in the probability of protest or recall initiation. Although village leaders are frustrated with mayoral performance, they struggle to generate collective action and thus have to settle for withdrawing from processes they can leave unilaterally. A test of mechanisms indicates this is not driven primarily by rent-seeking. There are no overall effects on district government performance in the following year. The evidence indicates that information can prompt local leaders to make political moves, but the high costs of collection action makes it difficult to produce meaningful change in politician behavior.
The Unintended Effects of Bottom-Up Accountability: Evidence from a Field Experiment in Peru
The intervention was designed and implemented in collaboration with Innovations for Poverty Action (Lima) and the Centro de Investigación y Promoción del Campesinado (CIPCA), a member of the Propuesta Ciudadana network. I thank Maria Luisa Zeta, Gonzalo Manrique, and Juan Manuel Hernandez-Agramonte of IPA for their research assistance, as well as Epifanio Baca and Gustavo Avila of Propuesta Ciudadana, and gratefully acknowledge financial support for this research from the Governance Initiative of the Abdul Latif Jameel Poverty Action Lab and the National Science Foundation. Thanks for helpful comments from Eric Arias, Matthew Bird, Graeme Blair, Darin Christensen, Ana de la O, Dominik Duell, Mike Findley, Mike Gilligan, Guy Grossman, Kosuke Imai, Livio di Lonardo, Mai Nguyen, Tom Pepinsky, Cyrus Samii, Jake Shapiro, Leonard Wantchekon and seminar participants at NYU, Princeton, Texas A&M, APSA, MPSA, PELA and Polmeth. This research comes under IPA IRB Protocol no. 13696, and AEA RCT Registry ID no. AEARCTR-0001198. The author declares that they have no relevant or material financial interests that relate to the research described in this paper.
Sexton R (2022), "The Unintended Effects of Bottom-Up Accountability: Evidence from a Field Experiment in Peru". Quarterly Journal of Political Science, Vol. 17 No. 2 pp. 223–257, doi: https://doi.org/10.1561/100.00020079
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