... © Emerald Publishing Limited 2026 Emerald Publishing Limited Licensed re-use rights only SEC marketing rule Regulation Financial services Investment adviser Marketing activity Regulation and investor protection within the financial services industry ensure financial systems...

... market regulator – one partial ban and another complete ban on upfront commissions – paid to mutual fund distributors on distributor-advised mutual fund flows. Design/methodology/approach The authors use novel distributor-level data across the 198 largest distributors in India between 2013 and 2020...

...) for investors. This papers uses archival data from the Finnish mutual fund market to test how the regulation's information disclosure requirements concerning past performance, risk and fund fees are associated with mutual fund flows. Design/methodology/approach The study uses archival data on the mutual...

...Karin Braunsberger; Laurie A. Lucas; Dave Roach Purpose In the USA, the Federal Reserve Board (FRB) has adopted a final rule amending the Truth in Lending Act's Regulation Z, effective October 1, 2001. The present study aims to use the elaboration likelihood model to explore how consumers might...

...Spiros Gounaris; David J. Slattery; Joseph G. Nellis Purpose The paper examines how product innovation in the UK banking industry has been affected and is likely to be affected by changes in regulation and in government policy. It considers the issues faced by banks in pursuing a market‐oriented...

...John K. Ashton; Andrew Pressey Within the academic marketing literature the importance of government policy and regulatory judgement receives far less scrutiny than is justified. To illustrate the importance of government regulation broadly and the new UK competition law framework specifically...