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General solutions for the displacements, strains and changes in stress in a transversely isotropic linear elastic (TILE) half-space subject to a point load were published in 1998. They represent a massive advance on the nineteenth-century solutions by Boussinesq, Cerruti and others, which were for fully isotropic linear elastic half-spaces. The 1998 solutions were for loads at a general depth below the surface and were criticised for being difficult. The present paper deduces more accessible expressions for the special case of loads that are on the surface. This allows one clarification and one potential error in the original equations to be identified and avoided. With support from existing data of geological materials, agreement is found with a previous claim that a limit proposed in 1970 on one of the shear moduli for a TILE material is invalid. Corrected equations derived herein can be the basis of calculating ground stresses and movements due to linear responses to distributed surface loads, behaviours of flexible foundations and stiffnesses for rigid surface footings.

Principal stress and principal strain are taken positive in compression. ‘Vertical’ means parallel to the axis of material symmetry (the z-direction), and horizontal means at 90° to the axis. Displacements are assumed to be small enough that second-order effects due to the associated small changes of geometry can be neglected. Symbols for stress refer to changes of effective stress but do not carry the traditional prime marker. Total stresses and constant-volume parameters are identified by superscript u. The ± and ∓ signs are such that the upper sign is for subscript i = 1 and the lower is for i = 2.

Aij

constrained modulus, Liao and Wang (1998) notation

a, b

miscellaneous parameters defined where used

Cab

(with letter subscripts) dimensionless compliance factor characterising the surface displacement in direction a due to a point load in direction b

Cij

(with integer subscripts) constrained modulus, some sources in the literature

d

Infinitesimal

Eh, Ev

Young’s moduli in the horizontal and vertical directions, respectively

G

shear modulus (un-subscripted for a fully isotropic linear elastic (FILE) material, subscripted for a transversely isotropic linear elastic (TILE) material)

k

Liao and Wang (1998) factor with dimensions of inverse modulus

K

dimensionless factor

mi

two (i = 1, 2) of Liao and Wang (1998) dimensionless factors

P

point load

q

dimensionless ratio A11/A33

R

actual distance from the origin to a point

Ri, Ri*

modified distances

r, θ, z

cylindrical coordinates

S

dimensionless parameter involved in solving the characteristic equation

T

one of Liao and Wang (1998) factors with dimensions of inverse modulus

U

displacement at a general point in the half-space

u

change in pore pressure

ua

(with letter subscript) surface displacement in direction a

ui

(i = 1, 2, 3) three of Liao and Wang (1998) dimensionless factors that multiply the z-coordinate

W

strain energy, computed as work done starting from an initial stress of zero

x, y, z

Cartesian coordinates, z in the direction of the axis of material symmetry

γij

small engineering shear strain in a plane containing the directions of the i and j axes

Δ, Δ1, Δ2

determinant and two of the factors in the determinant of the TILE compliance matrix

ϵ

dimensionless infinitesimal

ϵr, ϵθ, ϵz

small radial, circumferential and vertical normal strains, respectively

λi

dimensionless factor

μ

Poisson’s ratio (un-subscripted for an FILE material, subscripted for a TILE material)

σ

change in normal stress

τ

change in shear stress

ax

axial

h

relating to a lateral direction

hh

for shearing in a horizontal (z = constant) plane

i

integer index

ij

integer indices indicating directions; (123) = (rθz) for a cylindrical coordinate system, (123) = (xyz) for a Cartesian coordinate system

q

deviatoric

r, θ, z

associated with radial, circumferential and vertical directions, respectively

rad

radial in the triaxial cell

v

relating to the direction of material symmetry (taken to be vertical)

vh

for shearing in a vertical plane (one containing a line parallel to the z-axis)

vol

volumetric

x, y, z

associated with Cartesian directions x, y and z

u

total stress, for undrained (constant-volume) condition

u2

the parameter with superscript u is squared

Geomaterials, including soils and rocks, are known to be anisotropic in their small-strain elastic responses. Casagrande and Carillo (1944) made the distinction between induced anisotropy, which is generated by strain history and so is a feature of plasticity, and inherent anisotropy, associated with soil formation processes. Transverse isotropy, also called cross-anisotropy, is when there is an axis of rotational material symmetry in the material behaviour (e.g. Atkinson, 1975; Barden, 1963; Gibson, 1974; Graham and Houlsby, 1983; Simpson, 2017). Gazetas (1981) argued that transverse isotropy can be important in calculating the elastic settlements of footings.

Anisotropy can affect all aspects of soil behaviour (Carter, 2023), but the present paper focuses solely on small-strain responses that are conventionally termed ‘elastic’, for serviceability states at loads much lower than those expected to induce ultimate limits such as bearing capacity failure (e.g. Das, 2009).

Calculations for a transversely isotropic linear elastic (TILE) material are significantly more complicated than those for a fully isotropic linear elastic (FILE) half-space. Liao and Wang (1998) appear to have been the first to propose a general solution for stresses and displacements in a TILE half-space subject to three orthogonal point loads. Their solution method used a Hankel transform. They identified previous solutions for vertical loading, noting that some previous solutions were either partial or contained errors. They used notation that is easy to relate to subsequent work in geotechnical engineering by Lings et al. (2000) and others.

The solutions by Liao and Wang (1998) for three orthogonal loads, together with advances in soil testing for TILE properties, have the potential to improve significantly the accuracy of geotechnical calculations for settlements and more general ground motions. They may be integrated, analytically or numerically, to find displacements and stresses due to distributed loads or to loads on rigid footings, just as solutions by Boussinesq (1878), Cerruti (1884–1885) and others are used in this way for FILE materials (Davis and Selvadurai, 1996; Holl, 1941; Newmark, 1935). The methodology by Liao and Wang (1998) has also been applied to buried loads (Wang and Liao, 2002), piles (Wang, 2003; Wang and Pan, 2004; Wang et al., 2008) and strip loads (Wang, 2005).

Anyaegbunam (2014) reviewed previous work including solutions for vertical loading by Gerrard and Wardle (1973) and Liao and Wang (1998), but used similar notation to Mitchell (1900), which seems less easy to relate to modern work. An upper limit on shear modulus was proposed by Raymond (1970) on the basis of the use by Barden (1963) of the solution by Mitchell (1900) for point vertical loading. Anyaegbunam (2014) argued that this limit is theoretically invalid. This finding is supported by data examined in the present paper.

Marmo et al. (2020) presented an updated review, including Liao and Wang (1998), and proposed a completely different analysis based on a theorem by Almansi (1899). Their results were presented in terms of a differential operator weighted by a quasi-potentials or their derivatives. They require further processing to obtain relationships to notation in geomechanics. They presented fascinating graphics of the stresses due to lateral load on the surface of an E-glass/epoxy TILE half-space.

Dean (2019) explored some of published data on the transverse isotropy of soils. Measurement procedures and data for geomaterials tested in modified triaxial, hollow cylinder and other devices were described by Kuwano (1999), Sadek et al. (2007), Fioravante et al. (2013), Ratananikom et al. (2013), Wang et al. (2019), Liu et al. (2020), Shi et al. (2021), Gu et al. (2022), Zuo et al. (2022) and others. The present paper is illustrated using data by Wang (2002a, 2002b) for geological materials found at depths of up to several kilometres. These depths can be relevant to geophysical interpretation (e.g. Kearey et al., 2002, 2009), deep mining and deep waste and other facilities. Tectonic processes may move materials to or from the surface over geological timescales.

Figure 1 shows Cartesian (x, y, z) and cylindrical coordinates (r, θ, z) and the sign conventions for directions of changes in stress that are positive in this paper. The origin is on the surface of the half-space, at the point at which loads are applied. The z-axis points downwards into the half-space. The surface is at z = 0. The z-axis is also the axis of material symmetry. R = (r2 + z2)1/2 is the shortest distance from the origin to a point at (r, θ, z).

Figure 1

Cartesian and cylindrical coordinate frames and directions for positive stresses. The origin is the point of loading. The flat horizontal surface of the half-space is at z = 0. The z-axis is the axis of material symmetry

Figure 1

Cartesian and cylindrical coordinate frames and directions for positive stresses. The origin is the point of loading. The flat horizontal surface of the half-space is at z = 0. The z-axis is the axis of material symmetry

Close modal

Strain is assumed to be sufficiently small that second-order effects can be neglected. Except in the discussion of strain energy, stress symbols such as σzz refer to changes in stress from an initial state at which strain is taken to be zero. Principal stresses and principal strains are taken positive in compression. Following Lings (2001), symbols superscripted ‘u’ (such as σzzu) are used only for total stress and for constant-volume, undrained conditions. Symbols without such a superscript are for effective, drained conditions but can be regarded as general where convenient.

The present paper uses the notation by Lings et al. (2000), but with occasional exceptions. The relation between normal strains ϵ and changes in effective normal stresses σ in cylindrical coordinates with the axis of symmetry in the vertical, z-direction is expressed as

1

Eh and Ev are non-negative normal moduli and are equal for the special case of an FILE material. Poisson’s ratios μhh and μvh are equal for an FILE material. Lings et al. (2000) and others use μhv/Eh instead of the equivalent μvh/Ev in the third row. However, the reciprocity relations by Onsager (1931) imply that the matrix is symmetric, and the present paper follows Gibson (1974) and others by incorporating the symmetry automatically in the notation. For shear strains and changes of shear stresses

2
3
4

The two non-negative shear moduli Ghh and Gvh are equal for FILE materials. A combination of tensor rules and material symmetry about the z-axis gives

5

This reduces to a familiar relation for FILE materials (e.g. Davis and Selvadurai, 1996). For general TILE materials, there is no analogous relation for Gvh.

Some authors express the compliance equations in a 6 × 6 matrix in which the 3 × 3 matrix of Equation 1 is a part and the shear equations in Equations 2–4 are also represented. The determinant of the 6 × 6 matrix is Δ/(Gvh2Ghh), where Δ = Δ1Δ2/Ev is the determinant of the 3 × 3 matrix and

6
7

The inverse of the 3 × 3 matrix is

8

Liao and Wang (1998) presented the point load solutions that are the basis of proposals in the present paper. They used Aij for the 6 × 6 matrix of constrained moduli. The above is represented as

9

with A12 = A11 − 2A66. The shear moduli are A44 = A55 = Gvh and A66 = Ghh. All other Aij are zero. Some authors use Cij instead of Aij.

Gibson (1974) proposed that the strain energy of a material must be non-negative and zero only when the stress is zero. This is consistent with conventional continuum mechanics (e.g. Spencer, 1980). For infinitesimal strains and if a TILE material modelling a soil under static conditions was initially under zero stress, the strain energy W per unit volume is the work done on a unit volume to reach the current state of stress, so that

10

where in this equation the stress symbols refer to stresses that are zero when the strain is zero. The sum is for i = zz, rr and θθ. Using Equation 1 gives

11

with

12

giving

13

Using Equation 8 to substitute for the changes of stress in terms of the strains gives

14

Recent work in lattice mechanics by Adhikari et al. (2020) and others use negative ‘equivalent’ dynamic Young’s moduli that incorporate effects other than stiffness. To be clear, therefore, it can be useful to derive carefully the constraints on ‘static’ TILE material properties of interest herein. The expressions in parentheses in the preceding equation can be considered to be independent variables whose squares cannot be negative, so the requirement by Gibson (1974) for non-negative strain energy implies that the factors outside the parentheses must be non-negative. The following can then be deduced:

  • Δ1*0 to ensure that the first factor in the preceding equation is non-negative

  • Δ1 ≥ 0 to ensure that the second factor is non-negative

  • Δ2/Ev ≥ 0 is then required to ensure that the third factor is non-negative

  • Δ1*0 and Δ1 ≥ 0 taken together imply −1 ≤ μhh ≤ 1 and Eh ≥ 0

  • Δ2/Ev ≥ 0 then implies Δ1*/Ev0, which implies Ev ≥ 0

  • Δ2/Ev ≥ 0 and Ev ≥ 0 then implies Δ2 ≥ 0,

Δ1 ≥ 0 and Δ2 ≥ 0 are equivalent to limits on Young’s moduli and Poisson’s ratios attributed to Love (1927), Raymond (1970) and Pickering (1970) and explored further by Lings et al. (2000) and Lings (2001). The shear moduli must also be non-negative. Together these limits also ensure that the compliance matrix is positively definite, giving stable material behaviour.

The present paper looks at data of the seismic anisotropy of sedimentary rocks published by Wang (2002a, 2002b). The data are summarised in Table 1, where the descriptions are geophysical. The ‘sands’ are classified as soft rocks and may what a geotechnical engineer might call lightly cemented sandstones. The data are presented as constrained moduli Cij (= Aij) and were analysed in various ways. The present paper looks at the data in new ways. Most of the published data are used, excepting where C13 was not given or C12 was found to be noticeably different from C11 − 2C66.

Table 1

Data sources and key for data figures

MaterialsSymbol in figuresNumber of samplesSample depth: km
Brine-saturated African shales 52.3–2.5
Brine-saturated North Sea shales 31.6–2.1
Other brine-saturated shales 81.4–4.3
Brine-saturated shaly coal 13.6
Gas-saturated shaly coal 13.6
Brine-saturated sands 82.4–4.1
Gas-saturated African sands 22.4–2.5
Gas-saturated tight sands 123.6–4.1
Gas-saturated carbonatesa 353.3–4.3
Brine-saturated carbonatesa 253.5–4.5
a

Limestone and dolomite

Source: Wang (2002b) 

Figure 2 shows various aspects of the effective TILE parameters for the tabulated data. Figure 2(a) shows the relation between the effective normal modulus ratio Ev/Eh plotted horizontally against shear modulus ratio Gvh/Ghh. Both ratios are 1 for FILE materials, so the spread of values, most less than 1, is an indication of the degree of anisotropy of these soils. For clays, Pegah et al. (2021) suggested a unique relation of the following form, based on the paper by Mašín and Rott (2014):

15

with a = 1 and b = 1.25. There is some scatter about this curve for the data of Table 1.

Figure 2

Drained linear elastic properties of some cross-anisotropic geomaterials: (a) modulus ratios; (b–d) Poisson’s ratios; (e, f) anisotropy parameters. See Table 1 for data sources and key

Figure 2

Drained linear elastic properties of some cross-anisotropic geomaterials: (a) modulus ratios; (b–d) Poisson’s ratios; (e, f) anisotropy parameters. See Table 1 for data sources and key

Close modal

Figures 2(b) and 2(c) show values of Poisson’s ratios μhh and μvh, plotted against the effective normal modulus ratio. Some authors report considerable difficulty in measuring the latter parameter for clays, partly due to strain dependence. Gibson (1974) showed that μvh would be 1/2 in an undrained test, and μhh would equal 1 − μvhEh/Ev. The latter are plotted against each other in Figure 2(d). This plot confirms that the data of Table 1 were not undrained data (see also Equations 50 and 51 later).

Figures 2(a)–2(d) indicate that Ev/Eh may be incomplete as an identifier of transverse isotropy. Other proposals include parameters by Thomsen (1986), Tsvankin and Thomsen (1994) and Alkhalifah and Tsvankin (1995) and others, which are focused on geophysical applications and are based on ratios of stress wave velocities.

The five independent material constants of a TILE material are reduced to two for an FILE material, so an unbiased measure of anisotropy needs to involve three components. One possibility might involve two further shear moduli from the geotechnical literature:

16
17

Both use drained material parameters and equal Ghh for an FILE material. Giso is described by Lings et al. (2000) and G* by Graham and Houlsby (1983). They are one-third of the slopes of a graph of deviator stress against deviator strain in standard drained and undrained triaxial tests, respectively, on a vertically aligned TILE material (see  Appendix). Three aspects of anisotropy can then be defined as follows:

18
19
20

Each would be between −1 and 1. A combined measure might be

21

If χ = 0, then the material is an FILE material. Otherwise, the material is anisotropic and may be a TILE material or have more complex anisotropy. Larger values of χ would be expected to imply greater inaccuracy if the material is modelled as fully isotropic. The largest possible value is 3.

Figure 2(e) shows χ plotted against Ev/Eh for the data of Table 1. The limit curve corresponds to χ2 = χ3 = 0. The graph indicates that χ correlates approximately but non-linearly with Ev/Eh and that this is 1 when χ is close to zero.

Absolute values of the three aspects might be interpreted as indicators of potential errors associated with assuming that their relevant determining moduli are equal. Figure 2(f) shows χ2 plotted against χ sign (χ2). Lines of slopes 0.5 and 1/21/2 correspond respectively to χ22=(χ12+χ32)/3 and χ22=(χ12+χ32)/2. The graph indicates that the shear aspect is an important part of the overall anisotropy for the data of Table 1.

The solutions by Liao and Wang (1998) for a TILE half-space subject to general point loads are the essential basis of the present paper. Their solutions involve dimensionless variables ui (i = 1 to 3) and mi (i = 1–2) that satisfy

22
23

Equation 22 is the ‘characteristic equation’ for TILE materials. It can be deduced by applying the physical constraints associated with internal equilibrium. It also serves as a definition of the dimensionless parameters mi. Using the equality between the two expressions for mi, Liao and Wang (1998) noted that u1 and u2 satisfy a quadratic ui4sui2+q=0 with

24
25

The solutions for ui2, for subscript i = 1 or 2, were deduced as follows:

26

Liao and Wang (1998) considered three cases, depending on the sign of s2 − 4q. Sheet A4 in the online supplementary material verifies that u1 and u2 are either both real and positive for surface loads or else are complex conjugates of each other. The present paper takes the signs in the preceding expression such that u12u22=s24q.

Using the correspondence between Equations 8 and 9 to substitute for the Aij in the expressions by Liao and Wang (1998) for s and q gives

27
28

Together with Equation 26, these give a way of calculating u1 and u2 without needing to invert the compliance matrix. Using the correspondence again, together with the second expression for mi in the characteristic equation, gives

29

This gives a way of calculating mi without needing to invert the compliance matrix. Using the first expression for mi in the characteristic equation to compute the product m1m2 gives

30

Using Equations 24 and 25 to simplify the denominator gives

31

Liao and Wang (1998) defined a variable k with dimensions of inverse modulus. Its definition may be conveniently re-expressed using a new dimensionless variable k′ as follows:

32

with

33

where the second expression is deduced using Equations 6–9 and 26. It follows that k′ is either wholly real or wholly imaginary. Liao and Wang (1998) also defined four variables T, two of which are related as follows:

34

Using Equation 31 to simplify the definitions of the other two gives

35
36

Hence, T2 = T3. The following new dimensionless variables will be found useful:

37
38

with

39

λ1 and λ2 are real if u1 and u2 are real, and complex conjugates otherwise.

Figure 3 shows some of these results for the data of Table 1. Figure 3(a) shows that s is positive for all of these data and in most cases greater than 2. Figure 3(b) shows that s2 − 4q can be positive or negative for these data. Raymond (1970) proposed that the shear modulus Gvh would be limited by a value here denoted as GR (Lings et al., 2000):

40

Anyaegbunam (2014) asserted that this limit is invalid. Using Equations 27 and 28, the criterion GvhGR is found to be equivalent to insisting that s2 − 4q ≥ 0. The data show that this is not satisfied by real materials. The limit by Raymond (1970) is further discussed later in this paper.

Figure 3

Drained point load properties: (a, b) s and s2 − 4q; (c, d) u1 and u1; (e, f) m1 and m2. See Table 1 for data sources and key

Figure 3

Drained point load properties: (a, b) s and s2 − 4q; (c, d) u1 and u1; (e, f) m1 and m2. See Table 1 for data sources and key

Close modal

Figures 3(c) and 3(d) shows the solutions for u1 and u2 for the carbonates of Table 1. In Figure 3(c), the real parts of u1 and u2 are plotted on the vertical axis. When s2 − 4q > 0, the real parts are greater for u1 than for u2. When s2 − 4q < 0, the real parts are equal because then u1 and u2 are complex conjugates. Figure 3(d) shows the imaginary coefficients. The values are zero when s2 − 4q > 0, and equal and opposite when s2 − 4q < 0.

Figures 3(e) and 3(f) show corresponding results for m1 and m2. Real values of both mi and ui are approximately symmetric about the value of 1, which is the value for FILE materials. This is consistent with the values of s for the carbonates in Figure 3(a) being close to 2.

Surface loading is an application of the equations by Liao and Wang (1998) with practical relevance, since most soils are anisotropic and many calculations in practical engineering are for loaded areas of ground or for rigid footings on or close to the surface. However, those equations occupy a total of over three densely packed pages of their paper. Consequently, a first motivation for exploring them is to find simplifications. A second motivation is that the present author noticed what is believed to be a notational confusion and a typo in one of their equations, and these need to be clarified and avoided.

Regarding simplifications, the equations involve eight different adjusted z-coordinates, eight associated adjusted distance coordinates and eight other distances. Calculation sheet A2 in the online supplementary material shows that these 24 variables reduce to three groups of three for the special case of surface loading. In each group, the subscripts are 1, 2 and 3, with

41
42
43

The factors ui are 1 for FILE materials, and the parameters then reduce to z, R and r2/(R + z). These are familiar from solutions by Boussinesq (1878), Cerruti (1884–1885) and others in the theory of fully isotropic elasticity (e.g. Davis and Selvadurai, 1996).

Regarding the notational confusion and typo, this is explained in the section headed ‘Lateral surface loading’ and is detailed in the online supplementary material calculation sheets.

Calculations for vertical loading are common in geotechnical practice, and the simplest is for surface loading. The solution by Boussinesq (1878) is the basis for calculations for a surface footing on an FILE material, so a corresponding calculation for a TILE material is naturally of interest.

Liao and Wang (1998) present their results for displacements and stresses in two parts, which are combined to form the complete solution. Combining their Equations 47–49 with Equations 73–75, considering only a vertical point load Pz at the origin of coordinates and applying the simplifications for surface loading gives

44
45

Using Equations 31–39, these simplify as in (a) in Table 2. Details are provided in sheets B2–B4 in the online supplementary material. Circumferential displacement Uθ = 0 is zero by symmetry.

Table 2

Results for vertical point load at the surface

T2.1Noteλ1=λ2 and λ2=λ1
(a) Displacements
T2.2RadialUr=Pz4πGvhi=12(λiRi*rRi)
T2.3CircumferentialUθ = 0
T2.4VerticalUz=Pz4πGvhi=12(miλiRi)
(b) Strains
T2.5ϵrr=Pz4πGvhi=12[λi(ziRi3Ri*r2Ri)]
T2.6ϵθθ=Pz4πGvhi=12[λiRi*r2Ri]
T2.7ϵzz=Pz4πGvhi=12[λimiuiziRi3]
T2.8γrθ=γθz=0
T2.9γrz=Pz4πGvhi=12[λi(ui+mi)Ri3]
(c) Stresses
T2.10σrr=Pz4π{i=12[λiui(ui+mi)ziRi3]+2GhhGvhi=12(λiRi*r2Ri)}
T2.11σθθ=Pz4π{i=12[λiui(ui+mi)ziRi3]2GhhGvhi=12[λi(ziRi3Ri*r2Ri)]}
T2.12σzz=Pz4πi=12[λiui(ui+mi)ziRi3]
T2.13τ = τθr = 0
T2.14τrz=Pz4πi=12[λi(ui+mi)rRi3]

Based on the general solutions by Liao and Wang (1998) 

Using standard equations for strains in cylindrical coordinates, which Liao and Wang (1998) quoted, gives the equations for strains in (b) in Table 2. Applying the constitutive equations for a TILE material then gives the equations for changes in stress in (b) in Table 2. These are found to be consistent with Equations 50–55 and 76–81 by Liao and Wang (1999). For completeness, sheets F1 and F2 in the online supplementary material confirms that the stresses in (c) in Table 2 also satisfy the standard equilibrium equations in cylindrical coordinates.

Raymond (1970) argued that the solution by Mitchell (1900) for vertical point loading, as quoted by Barden (1963), would produce unphysical complex-valued vertical stresses at depths below the load if Gvh exceeded GR. In the equations by Liao and Wang (1998), r = 0 implies Ri = uiz, so from the equation for vertical stress in Table 2 

46

If λi, mi and ui are real numbers, the summation is real. Reference to Equations 31–39 shows that if u1 and u2 are complex conjugates, each of the two terms in the preceding summation is the complex conjugate of the other, so their sum is real. It can readily be checked that this applies for all the stresses and at all positions in the FILE half-space. Hence, the solutions by Liao and Wang (1998) do not produce complex values of this stress. Raymond’s argument does not therefore apply.

As a check, Figure 4 shows the ratio Gvh/GR plotted against the effective normal modulus ratio for the data of Table 1. Figure 4(a) uses the tabulated parameters directly, and Figure 4(b) shows undrained parameters inferred from the drained ones using algebra described later in this paper. The results indicate that Raymond’s proposed limit was exceeded in many of the tests. This seems unlikely to be explicable as experimental error. On these theoretical and experimental grounds, in agreement with Anyaegbunam (2014), and unless some other argument is found, it is proposed that the limit on Gvh by Raymond (1970) be considered invalid.

Figure 4

Investigation of the proposed limit by Raymond (1970) on Gvh for some sedimentary rocks: (a) drained parameters; (b) constant-volume parameters. See Table 1 for data sources and key

Figure 4

Investigation of the proposed limit by Raymond (1970) on Gvh for some sedimentary rocks: (a) drained parameters; (b) constant-volume parameters. See Table 1 for data sources and key

Close modal

Lateral loading is relevant in many geotechnical applications, including when lateral loads from wind, wave and current forces are transmitted into foundations (e.g. Cassidy et al., 2004; Dean, 2009; Randolph and Gourvenec, 2011), or when transport or machine vibrations occur, or seismic events that often involve strong lateral shaking (Kramer, 1996; Srbulov and O’Brien, 2012).

The equations by Liao and Wang (1998) for displacements and stresses use symbols Pr and Pθ described as loads in the radial and circumferential directions, respectively. However, the present author noticed what appeared to be a notational confusion. For a lateral point load applied in some general azimuthal direction θP, physical symmetry would indicate that displacements would have reflection symmetry in the plane θ = θP. Vertical and radial displacements would have a symmetry like cos(θθP), and circumferential displacements like sin(θθP). However, the equations by Liao and Wang (1998) indicate that the responses to Pr exhibit symmetries of cos θ and sin θ, respectively, indicating that θP = 0. This is considered herein to imply that Pr can be interpreted as a point load Px in the +x direction. Similarly, Pθ is found to be a point load Py in the +y direction.

Additionally, a possible typo was noticed in one of the equations for stress. To resolve these issues, the equations by Liao and Wang (1998) for stress for the lateral loading case were ignored. Instead, their equations for displacements were assumed to be correct, and the equations for strains and changes in stress were then calculated explicitly. The results are in Table 3 and were further checked by checking equilibrium. These calculations are included in calculation sheets E1 to G4 in the online supplementary material and are briefly explained in the following.

Table 3

Results for horizontal point loads at the surface

(a) Displacements
T3.1RadialUr=Pxcosθ4πGvh{[i=12(λimiziRi*r2Ri)]+2u3R3*r2}
T3.2CircumferentialUθ=Pxsinθ4πGvh{[i=12(λimiRi*r2)]2u3z3R3*r2R3}
T3.3VerticalUz=Pxcosθ4πGvhi=12(λiRi*rRi)
(b) Strains
T3.4ϵrr=Pxcosθ4πGvh{[i=12[λimi(zi2rRi32ziRi*r3Ri)]]2u3(1rR32R3*r3)}
T3.5ϵθθ=Pxcosθ4πGvh{[i=12(λimiRi*2r3Ri)]2u3R3*2r3R3}
T3.6ϵzz=Pxcosθ4πGvhi=12(λiuirRi3)
T3.7γrθ=Pxsinθ4πGvh{[i=12[λimi(2Ri*2r3Ri)]]2u3(3z3R3*r3R3z32rR33R3*r3)}
T3.8γθz=Pxsinθ4πGvh{[i=12[λimi(ui+mi)Ri*r2Ri]]2(z3R33R3*r2R3)}
T3.9γrz=Pxcosθ4πGvh{[i=12[λimi(ui+mi)(Ri*r2RiziRi3)]]+2R3*r2R3}
(c) Stresses
T3.10σrr=Pxcosθ4π{i=12[λimiui(ui+mi)rRi3]2GhhGvh[i=12(λimiRi*2r3Ri)2u3R3*2r3R3]}
T3.11σθθ=Pxcosθ4π{i=12[λimiui(ui+mi)rRi3]2GhhGvh[i=12[λimi(Ri*2r3RirRi3)]+2u3R3*2r3R3]}
T3.12σzz=Pxcosθ4πi=12[λimiui(ui+mi)rRi3]
T3.13τθz=Pxsinθ4π{i=12[λimi(ui+mi)Ri*r2Ri]+2(R3*r2R3z3R33)}
T3.14τrz=Pxcosθ4π{i=12[λimi(ui+mi)(Ri*r2RiziRi3)]+2R3*r2R3}
T3.15τrθ=Pxsinθ4πGhhGvh[i=12(λimi2Ri*2r3Ri)+2u3(3z3R3*r3R3R3*r3z32rRi3)]

Deduced from the displacements in the general solutions by Liao and Wang (1998) 

Liao and Wang (1998) solved the equations by considering two separate analyses whose combination would give the results sought. Combining their Equations 47–49 with Equations 73–75, setting Pr = Px and Pz = Pθ = 0 and applying the simplifications associated with surface loading gives

47
48
49

Using Equations 31–39, these simplify as in (a) in Table 3. Details are given in sheets B5–B7 in the online supplementary material. Applying the standard equations for infinitesimal strains in cylindrical coordinates, as quoted by Liao and Wang (1998) and elsewhere, gives the strains in (b) in Table 3. Using material behaviour Equations 1–4 gives the stresses in (c) in Table 3. Details are in sheets C2–C7, D6 and D7 in the online supplementary material.

Except for the shear stress τrz, the results are found to be consistent with Equations 50–55 and 76–80 by Liao and Wang (1998). The present results would be fully consistent if the first sign on the right of their Equation 79 was changed from plus to minus. Checks on equilibrium are presented in sheets F3–F5 in the online supplementary material. They use the same standard equilibrium equations in cylindrical coordinates as those quoted by Liao and Wang (1998) and elsewhere. They confirm that the equations of Table 3 do satisfy equilibrium. Hence, these equations are judged to be correct.

The constant-volume condition is considered equivalent to the undrained condition if the soil particles are incompressible and Terzaghi’s principle of effective stress applies (Bowles, 1996; Dyvik et al., 1987; Knappett and Craig, 2012). The condition therefore reduces the degrees of freedom available in terms of total stress parameters, and this requires special treatment.

Undrained properties and behaviours of TILE materials were well explored by Gibson (1974), Lings (2001) and others, including empirical proposals for estimating the drained properties from the smaller number of independent undrained parameters (Pegah et al., 2021). For present purposes, following Lings (2001), an undrained parameter is signified by superscript ‘u’ and a change in the total stress is also denoted by a superscript. With this notation, two key relationships given by Gibson (1974) may be stated as follows:

50
51

Reference to Equation 7 reveals that these imply Δ2u=0, which implies that the undrained version of the compliance matrix of Equation 1 is not invertible. The equations by Liao and Wang (1998) use the inverse, so a workaround is developed in the following to enable the equations to be used for undrained conditions.

As noted earlier, these calculations are well established in the literature. The following can be a useful alternative approach. Changes in pore stress are herein denoted as ‘u’, and the absence of a subscript on this symbol distinguishes it from displacements and from parameters ui by Liao and Wang (1998). Terzaghi’s principle of effective stress implies that changes σ of effective stress in Equation 1 can be replaced by differences σuu (e.g. Knappett and Craig, 2012). When this is done, application of the constant-volume condition ϵrr + ϵθθ + ϵzz = 0 gives

52

with

53
54
55

These imply 2α + β = 1. The condition Δ2 ≥ 0 implies that γ is non-negative. Then, changes in effective stress are given by

56

Using this to substitute for the changes in effective stress in Equation 1, a new compliance equation is obtained with the drained parameters replaced with undrained ones as follows:

57
58
59
60

These results are consistent with expressions given by Lings (2001) and others. Equations 57 and 60 ensure that the constant-volume moduli Evu and Ehu are greater than the corresponding drained moduli. Shearing is unaffected by the constant-volume condition, so Ghhu=Ghh and Gvhu=Gvh, and an undrained version of Equation 5 applies.

Figure 5 explores undrained parameters for the TILE data of Table 1. Figure 5(a) shows that the parameter α does not stray far from its value of 1/3 for FILE materials, suggesting that these materials are only weakly anisotropic. Figure 5(b) indicates that there is an approximate correlation between α and the effective anisotropy parameter χ.

Figure 5

Undrained linear elastic properties: (a, b) α; (c–e) ratios; (f) anisotropy parameters. See Table 1 for data sources and key

Figure 5

Undrained linear elastic properties: (a, b) α; (c–e) ratios; (f) anisotropy parameters. See Table 1 for data sources and key

Close modal

Figures 5(c) shows that the undrained normal ratio Evu/Ehu clusters around 1, in contrast to the drained ratio Ev/Eh. Gibson (1974) quotes the result ‘EH ≤ 4EV’ by Ferrar (1941) for an incompressible orthotropic elastic medium. Using Equations 6 and 7 with undrained parameters gives

61

Hence, the expression on the left is non-negative. Putting μvhu=0.5 and Evu0 then gives the condition for undrained TILE materials by Ferrar (1941). Figure 5(c) confirms that the data of Table 1 satisfy this.

Figure 5(d) shows that μhhu is more than 1/2 for some of these materials. The data points here form a pattern that is rather similar to that in Figure 5(c). This is because of Gibson (1974) relations, Equations 50 and 51.

Applying Equations 50 and 51 by Gibson (1974) to Equations 27 and 28 gives the undrained values of Liao and Wang (1998) parameters as

62
63

This implies that su2 − 4qu is only zero when Evu/Ehu=Gvh/Ghh, which is represented by the line of equality in Figure 5(e). su2 − 4qu is negative for points above the diagonal line of equality, and positive for points below it. This also confirms that undrained parameters ui and mi can be calculated even though the undrained compliance matrix is singular. Equation 29 reduces to

64

Using this with Δ2*=0 and with Gibson (1974) relations and Equations 33 and 37–39, and taking Equation 63 to imply u1uu2u=1, gives

65
66
67
68

The denominator in the last two equations is zero in the case of full isotropy, which is analysed later.

Equations 16 and 17 can be written using constant-volume parameters. In the latter, (12μvhu)2 dominates Δ2u, so that Gdtxu=Gutxu=Ev/3. Hence, the triaxial aspect of anisotropy is zero for the undrained condition, Equation 20, although the shear and normal aspects are not. Figure 5(f) shows the relation between these aspects. An FILE material would plot at the origin in this diagram, and a curve of constant χu plots as a circle centred on the origin.

Barden (1963: p. 203) stated that ‘isotropy is simply a special case of anisotropy’. It can therefore be useful to check that the TILE equations of Tables 2 and 3 do reduce to known solutions for the FILE materials for appropriate material constants. However, the following problem is found. For an FILE material, Young’s moduli are equal, Poisson’s ratios are equal and the shear moduli are equal. The solutions by Liao and Wang (1998) give s = 2 and q = 1, so s2 − 4q = 0 and u1 = u2 = m1 = m2 = 1. This makes k and k′ infinite (Equations 32 and 33) and renders λ1 and λ2 indeterminate (Equations 37 and 38). Special treatment is therefore needed for this material.

To find a workaround, the method by Barden (1963) of taking a limit is adapted herein. A TILE material is considered that is infinitesimally close to fully isotropic. There are several ways in which a TILE material, with five independent constants, can be close to being fully isotropic, with two. In the present paper, a material is considered with Ev = Eh = E and μvh = μhh = μ and with the following:

69

where ϵ is an infinitesimally small number. This will tend to become an FILE material when ϵ tends to zero. Since s2 − 4q = 0 for the FILE material, it will be infinitesimal for the nearly FILE material, and parameters with (s2 − 4q)1/2 in the denominator tend to infinity as ϵ → 0. Details are given in sheets H1–H3 in the online supplementary material. Key results are quoted in the following.

Boussinesq (1878) developed the solution for a point vertical load on the surface of an FILE half-space. The solution is explored by Westergaard (1952), Davis and Selvadurai (1996), Podio-Guidugli and Favata (2014) and others. Material displacements are given by

70
71
72

where R = (r2 + z2)1/2 and G is the isotropic shear modulus. Displacements for a TILE material for this case, deduced from the paper by Liao and Wang (1998), are given by the equations in (a) in Table 2. Applying results from sheets H1–H3 in the online supplementary material gives

73
74

with η = z2/R2, where O(ϵ) represents terms of order ϵ and smaller. Here and below, the ± and ∓ signs are such that the upper sign is for i = 1 and the lower for i = 2. Consequently, the 1/ϵ terms cancel in the summations of (a) in Table 2. Taking the limit as ϵ → 0 then gives

75
76

and Uθ = 0. Putting η = z2/R2 then gives Boussinesq (1878) equations, as required.

Cerruti (1884–1885) developed the solution for a point horizontal load on the surface of an FILE half-space. The solution is explored by Westergaard (1952), Davis and Selvadurai (1996), Podio-Guidugli and Favata (2014) and others. Material displacements are given in cylindrical coordinates by

77
78
79

Displacements for a TILE material for this case are given by the equations in (a) in Table 3. Applying results from sheets H1–H3 in the online supplementary material gives

80
81
82

The 1/η terms cancel in the summations of (a) in Table 3. Taking the limit as η → 0 then gives

83
84
85

Putting η = z2/R2 and setting u3 = 1 for the FILE material (Equation 23) then gives the solution by Cerruti (1884–1885) for this case, as required.

The preceding calculations can also be interpreted as an assessment of the consequences of a small inaccuracy in the assessment of the shear modulus Gvh. Now ϵ2 appears in Equation 69, but only terms of order ϵ resulted in the penultimate equations after the terms involving 1/ϵ cancel. Hence, small errors can have larger effects. For example, an error of order ϵ2 = ±0.01 in Gvh produces an error of order ϵ = ±0.1 in the final displacements. This suggests that, while Barden (1963) is correct that isotropy is a special case, an FILE material may also be singular in some sense.

Davis and Selvadurai (1996) outlined how the solution by Boussinesq (1878) for point loads on an FILE half-space can be used to calculate displacements of loaded areas of ground or stiffnesses and interface stress distributions for rigid footings. Similar techniques can evidently be used with the point load solutions listed in Tables 2 and 3 for TILE materials. The concept of ‘compliance factors’ proposed in the following section is intended to facilitate these calculations.

Equations 72 and 71 and 79 and 78 gave the displacements respectively for the solution for a point load by Boussinesq (1878) and the solution for a horizontal load by Cerruti (1884–1885), both applied to the surface of the TILE half-space. The surface has z = 0, implying R = r (Equation 42). Hence, for combined loading, displacements (ur, uθ, uz) at a point (r, θ) on the surface can be expressed as

86
87
88

where Gvh = G for the FILE material, and the compliance factors Cij are deduced directly from the displacement equations and are listed in Table 4.

Table 4

Compliance factors for surface displacements

FactorDescriptionFILE materialTILE material
GeneralConstant volume
CzzVertical displacement due to vertical force1 − μm1λ2+m2λ121u1u+u2u
CzxVertical displacement due to horizontal force12μ2λ1+λ220
CrzRadial displacement due to vertical force2μ12λ1+λ220
CrxRadial displacement due to horizontal force1GvhGhhGvhGhh
CθzCircumferential displacement due to vertical force000
CθxCircumferential displacement due to horizontal forceμ − 1m1λ2+m2λ12m1m21u1u+u2u

For any known loads on a surface, once the compliance factors are known, the preceding equations are all that are needed to determine surface displacements, by integration over the loaded area. Also, for any given displacements of a rigid footing, these equations and the interface friction conditions are all that are needed to determine interface stresses and overall footing stiffnesses. Details of what happens inside the half-space are not needed for such determinations, as long as the half-space is known to be either an FILE or a more general TILE material. Consequently, the factors may be of particular interest in calculations using the boundary-element method described by Brebbia (1978), Banerjee and Butterfield (1981), Katsikadelis (2016), Zhou et al. (2109) and others.

Using these results with the undrained results of Equation 68 gives Czxu=Crzu=0. This implies that there is no interaction between vertical and lateral directions at the surface, which is also the case for an FILE material with μ = 1/2. Using Equations 65–68 gives

89

Multiplying top and bottom on the right by u1u+u2u and using the undrained version of Equation 26 then gives the expression for the constant volume Czzu in Table 4. The result for follows from m1um2u=u1u2u2u2 and u1uu2u=1.

Figures 6(a)–6(c) show the values of three of the compliance factors for drained conditions for the data of Table 1. While some approximate trends are visible, there are no clear correlations. The values are mostly of the same order of magnitude as would be obtained for an FILE material with μ in the range 0–0.5. Figure 6(d) shows the directional coupling factor Czx plotted vertically against Czz. The line marked FILE is the relationship for FILE materials, and the data tend to cluster around this line. These results may suggest that an engineering approximation of TILE materials as FILE materials may not be too inaccurate as far as surface loading is concerned, provided an accurate estimate of Gvh is used.

Figure 6

Compliance factors: (a–d) drained; (e) undrained; (f) compared. See Table 1 for data sources and key

Figure 6

Compliance factors: (a–d) drained; (e) undrained; (f) compared. See Table 1 for data sources and key

Close modal

Figure 6(e) shows values of Czzu plotted vertically against the undrained normal modulus ratio. The data for the saturated carbonates and for the coal seem to have similar trends. Figure 6(f) shows Czzu plotted against the drained value. The plot shows that Czzu<Czz for all of the same of Table 1, indicating stiffer vertical responses in the undrained condition compared with those in the drained condition.

It has been well established that soils are anisotropic and that the form of anisotropy known as transverse isotropy is a common form. This paper has made use of the equations by Liao and Wang (1998) for TILE materials. These equations, together with advances in soil testing, have the potential to improve significantly the accuracy of geotechnical calculations for ground movements in small-strain linear elastic contexts.

Specifically, this paper has applied the equations by Liao and Wang (1998) to the special case of point loading on the surface of a TILE half-space. Many simplifications were achieved, making the results more accessible. Equations for the special case of undrained loading were also explored, showing that this is more complex than for fully isotropic materials. The present paper has not disagreed with the suggestion by Barden (1963) that isotropy is simply a special case of anisotropy, but it has also shown that fully isotropic material is in one sense a singular material.

Anyaegbunam (2014) tried to make the equations by Liao and Wang (1998) more accessible for vertical loading at any point below the surface of a TILE half-space. The present paper has hopefully made them accessible for vertical and lateral loadings at a point on the surface. The paper has clarified the physical meanings of symbols used by Liao and Wang (1998) for lateral loads and has identified (and avoided) a suspected error in one of their equations. Details are given in sheet E2 in the online supplementary material.

For a linear elastic material, the effects of distributed loads over a surface can be calculated by suitable integration of effects of infinitesimal point loads. The results in Tables 2 and 3, and the associated compliance factors in Table 4, can be readily applied to such calculations for settlements and other ground movements for transversely isotropic soils. In particular, the compliance factors can be convenient for the boundary-element method. Results of such calculations would need to be interpreted within limitations outlined in the following.

It has been shown that small errors in shear modulus Gvh for materials close to fully isotropic can produce larger errors in displacement predictions. In agreement with Anyaegbunam (2014), the present calculations indicate that the proposed limit on Gvh by Raymond (1970) is invalid. This is also indicated by the data on soft rocks examined in the paper.

The primary practical limitations of the present work are that, firstly, the elastic properties of soils are not straightforward (Castellón and Ledesma, 2022; Jardine, 1992) and behaviour can be non-linear even at small strains (Atkinson, 2000; Houlsby et al., 2005). Consequently, elastic parameters must be selected carefully based on expected strain levels. The solutions here are limited to surface loading of a laterally and vertically uniform TILE half-space, with a flat surface and with the axis of material symmetry at right angles to the surface. More complex geometries exist, including layered soils and sloping strata. More complicated forms of anisotropy exist (Dean, 2019; Gibson, 1974).

A supplementary file is available in PDF format as online supplementary material accompanying this article. The file presents calculations that support those in the main text and tables. All the data presented on figures in the paper are from tables in the paper by Wang (2002b). The bespoke Excel VBA software used to process the data for presentation here can be made available for research purposes by request to the author.

Graphic. Refer to the image caption for details.

The purpose of this appendix is to determine the physical interpretations of the shear moduli Gdtx and Gutx of Equations 16 and 17.

The theory of the responses of TILE materials in the standard triaxial test are well documented – for example, in the papers by Barden (1963), Gibson (1974), Atkinson (1975), Graham and Houlsby (1983). If the axis of material symmetry of the sample aligned with the axial direction of the cell, then z corresponds to this direction and x and y are radial directions. Denoting changes in the axial and radial effective stresses as Δσax and Δσrad and corresponding strains ϵax and ϵrad, the compliance equation in Equation 1 for the TILE material then gives

90

(e.g. Nishimura and Magalona (2020), with μhv/Eh = μvh/Ev). A change Δq in deviatoric stress, a volume strain ϵvol and a deviatoric strain ϵq can be defined as (e.g. Schofield and Wroth, 1968).

91
92
93

Graham and Houlsby (1983) showed that the change of deviator stress is related to strains as follows:

94

G* can be expressed as in Equation 17. Hence, G* = Gutx is one-third of the slope of the plot of deviatoric stress against deviatoric strain in an undrained, constant-volume test. In a drained test with constant radial stress, volume strain occurs but Δσ = 0, and Equation 90 implies

95

where Giso = Gdtx is given by Equation 16. Hence, Gdtx is one-third of the slope of the plot of deviatoric stress against deviatoric strain in this drained (constant radial stress) type of test.

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