Issues

Selected FINRA notices and disciplinary actions, October‐December 2011

Henry A. Davis
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Dodd‐Frank clawbacks: hot issue for 2012

James E. Earle; Allison Wilkerson
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SEC staff updates guidance on shareholder proposals

Peter J. Romeo; Richard J. Parrino; Kevin K. Greenslade; C. Alex Bahn
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Who is listening? The SEC emphasizes importance of cybersecurity disclosure

Cynthia M. Krus
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SEC whistleblower bounties: ten things companies can do right now to stay ahead

William R. McLucas; Laura S. Wertheimer; Andrea J. Robinson; Mary Jo Johnson; Thomas W. White; Jonathan D. Rosenfeld; Michael R. Dube; Arian M. June
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CFTC and SEC whistleblower bounties: largely similar but important differences remain

Douglas J. Davison; Thomas W. White; Gail C. Bernstein; Michael R. Dube; Arian M. June
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FinCEN issues final rules relating to money services business (MSB) definitions

Betty Santangelo; Donald J. Mosher; William I. Friedman; Matthew P. Truax
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Islamic finance: what concrete steps is Italy taking?

Gabriella Opromolla
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Tax consequences for investors in fraudulent enterprises – update

Roger D. Lorence
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Recent developments in the life settlement industry

Patrick Dolan; Robert F. Alleman
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Large trader reporting FAQs

Russell D. Sacks; Michael J. Blankenship
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Editor column

Editor column

Henry A. Davis
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2011 Awards for Excellence

2011 Awards for Excellence

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