Issues

SEC approves FINRA rule governing sales practices of deferred variable annuities

Jeffrey S. Puretz; Anthony H. Zacharski; Alan Rosenblat; Alison C. Ryan
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The new Italian Banking Regulation concerning banks' organization and corporate governance

Gabriella Opromolla
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Navigating the evolving regulatory maze: compliance management in a changing world

Brian Fahey; Marc Rinaldi
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Recommended annual review for hedge funds and other private fund managers

Steven M. Giordano; Richard A. Goldman; Robert G. Leonard; Michael F. Mavrides
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SEC proposes enhancements to Regulation S‐P

Hardy Callcott; Gail Marshall‐Smith
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The development of US regulation of broker‐dealer research

Charles S. Gittleman; Russell D. Sacks
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The Summary Prospectus: the most significant change to mutual fund disclosure since the Investment Company Act of 1940

Len Driscoll
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Summary of selected FINRA Regulatory Notices and Disciplinary Actions: January‐March 2008

Henry A. Davis
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SEC shortens Rule 144 holding periods and loosens restrictions on resales of privately placed securities

Valerie Ford Jacob; Daniel J. Bursky; Stuart H. Gelfond; Michael A. Levitt; Paul D. Tropp; Vasiliki B. Tsaganos
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When do breakpoints give mutual fund investors a break?

Faten Sabry; Winai Wongsurawat
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Editor column

Editor column

Henry A. Davis; James A. Tricarico Jr
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