MARYBETH SORADY
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Journal Articles

All advisers to registered investment companies need to evaluate their exposure to CFTC regulation after recent rule amendment

Peter J. Shea, Kathleen H. Moriarty, Kenneth M. Rosenzweig, Marybeth Sorady, Gregory E. Xethalis
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2012) 13 (2): 20–24.
https://doi.org/10.1108/15285811211238110
Published: 08 June 2012
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Journal Articles

Summary and analysis of Dodd‐Frank rules for investment advisers: registration requirements, exemptions, family offices, performance fee eligibility

Marybeth Sorady, Daren Domina, Wendy Cohen, Fred Santo, Henry Bregstein, Meryl Wiener, Marilyn Okoshi, Jack P. Governale
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2011) 12 (4): 4–17.
https://doi.org/10.1108/15285811111188126
Published: 29 November 2011
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Journal Articles

VALUATION OF PORTFOLIO SECURITIES: PRACTICES AND PROCEDURES

ANTHONY S. EVANGELISTA, MARYBETH SORADY
Journal: Journal of Investment Compliance
Journal of Investment Compliance (2001) 2 (2): 30–40.
https://doi.org/10.1108/eb045907
Published: 01 March 2001
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