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This article examines research methods for analyzing social construction of knowledge in online discussion forums. We begin with an examination of the Interaction Analysis Model (Gunawardena, Lowe, & Anderson, 1997) and its applicability to analyzing social construction of knowledge. Next, employing a dataset from an online discussion, we demonstrate how interaction analysis can be supplemented by employing other research techniques such as learning analytics and social network analysis that shed light on the social dynamics that support knowledge construction. Learning analytics is the application of quantitative techniques for analyzing large volumes of distributed data (“big data”) in order to discover the factors that contribute to learning (Long & Siemens, 2011, p. 34). Social network analysis characterizes the information infrastructure that supports the construction of knowledge in social contexts (Scott, 2012). By combining interaction analysis with learning analytics and social network analysis, we were able to conceptualize the process by which knowledge construction takes place in online platforms.

Asynchronous discussion forums have become the main vehicle through which the teaching learning process in online courses is facilitated. Even massive open online courses are incorporating discussion forums to enhance interaction in otherwise teacher-directed and teacher-designed online courses. Yet the question remains as to how learning within these discussion forums can be deciphered and understood. New methodologies such as learning analytics have provided means to analyze large sets of data from online courses. Learning analytics is the application of quantitative techniques for analyzing large volumes of distributed data (“big data”) in order to discover the factors that contribute to learning. We explore how the process of learning, especially the process of knowledge construction in online asynchronous discussions, can be mapped, analyzed, and understood using approaches such as interaction analysis and learning analytics. We discuss these methods of analyses from our own personal perspectives and experiences analyzing transcripts of a computer discussion where students engaged in collaborative learning.

Jordan and Henderson (1995) observe that interaction analysis approaches view learning as a distributed, ongoing social process, in which evidence that learning is occurring or has occurred must be found in understanding the ways in which people collaboratively engage in learning. Interaction analysis looks at “the interaction of human beings with each other and with objects in their environment. It investigates human activities, such as talk, nonverbal interaction, and the use of artifacts and technologies” (Jordan & Henderson, 1995, p. 39). Thus, interaction analysis considers interaction as a function of the reciprocal influence among human beings, objects, and their environment.

The Interaction Analysis Model (IAM) was developed by Gunawardena et al. (1997) to qualitatively examine these interactions (or discussions) during the phases of knowledge construction. The IAM was employed to examine the interaction that occurred in an online global debate to determine whether knowledge was constructed within the group through talk and dialogue, and whether participants changed their understanding or developed new knowledge as a result of group interaction. Based on social constructivist theory (Vygotsky, 1978), the model describes five phases of knowledge coconstruction: sharing and comparing constitute Phase I; dissonance is the focus of Phase II; negotiation and coconstruction comprise Phase III, testing tentative constructions is incorporated in Phase IV, and statements and application of newly constructed knowledge are at the heart of Phase V. See Figure 1 for a detailed description of the IAM, including numerous operations for each of its five phases. The model itself serves as a framework that defines social construction of knowledge as a function of interaction, which is understood as reciprocal cognitive influence among individuals.

Figure 1
A five-phase framework outlining operations of knowledge construction: Sharing information, Exploring dissonance, Negotiating meaning, Testing synthesis, and Applying new knowledge, each with detailed sub-steps labeled with codes.participants, C. corroborating examples provided by participants, D. asking and answering questions to clarify details, and E. definition or identification of a problem. Phase II is Discovery and Exploration of Dissonance or Inconsistency among Ideas, Concepts or Statements and includes A. identifying and stating disagreement, B. asking and answering questions to clarify extent of disagreement, and C. restating participant’s position with arguments or references. Phase III is Negotiation of Meaning or Co-construction of Knowledge and includes A. negotiation or clarification of terms, B. negotiation of relative weight to assign to arguments, C. identification of agreement or overlap among concepts, D. proposal and negotiation of new statements, and E. proposal of integrating metaphors or analogies. Phase IV is Testing and Modification of Proposed Synthesis or Construction and includes A. testing proposed synthesis against received fact, B. testing against existing knowledge, C. testing against personal experience, D. testing against formal data, and E. testing against contradictory testimony in literature. Phase V is Agreement Statements or Applications of Newly Constructed Meaning and includes A. summarization of agreement, B. applications of new knowledge, and C. metacognitive statements showing awareness of knowledge change. Each sub-item is referenced with a phase and subcode in brackets, for example, PhI/A, PhII/B, or PhIV/E.

The IAM Developed by Gunawardena et al., 1997 

Figure 1
A five-phase framework outlining operations of knowledge construction: Sharing information, Exploring dissonance, Negotiating meaning, Testing synthesis, and Applying new knowledge, each with detailed sub-steps labeled with codes.participants, C. corroborating examples provided by participants, D. asking and answering questions to clarify details, and E. definition or identification of a problem. Phase II is Discovery and Exploration of Dissonance or Inconsistency among Ideas, Concepts or Statements and includes A. identifying and stating disagreement, B. asking and answering questions to clarify extent of disagreement, and C. restating participant’s position with arguments or references. Phase III is Negotiation of Meaning or Co-construction of Knowledge and includes A. negotiation or clarification of terms, B. negotiation of relative weight to assign to arguments, C. identification of agreement or overlap among concepts, D. proposal and negotiation of new statements, and E. proposal of integrating metaphors or analogies. Phase IV is Testing and Modification of Proposed Synthesis or Construction and includes A. testing proposed synthesis against received fact, B. testing against existing knowledge, C. testing against personal experience, D. testing against formal data, and E. testing against contradictory testimony in literature. Phase V is Agreement Statements or Applications of Newly Constructed Meaning and includes A. summarization of agreement, B. applications of new knowledge, and C. metacognitive statements showing awareness of knowledge change. Each sub-item is referenced with a phase and subcode in brackets, for example, PhI/A, PhII/B, or PhIV/E.

The IAM Developed by Gunawardena et al., 1997 

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The function of interaction in the process of knowledge construction can be further explored by newer methods such as learning analytics. There are many definitions of learning analytics (Long & Siemens, 2011, p. 34), but common to them all is the application of tools and methods for extracting, analyzing, and visualizing learner data. The scientific goal is to understand the factors, structures, and processes of learning. The applied goal is to leverage this understanding to design cognitive artifacts that transform the learning process in a beneficial way. The field of learning analytics has grown with the need to analyze large sets of data on learning generated by massive open online courses, informal learning environments, and open social media platforms like Twitter, where people can interact with thousands of other people distributed globally.

The IAM has been used globally to analyze online discussions. It has helped several researchers to determine occurrences of social construction of knowledge in online discussions (e.g., Buraphadeja & Dawson, 2008; Chai & Tan, 2009; De Wever, Van Keer, Schellens, & Valcke, 2007, 2009, 2010; De Wever, Van Winckel, & Valcke, 2008; Heo, Lim, & Kim, 2010; Hou, Chang, & Sung, 2008, 2009; Islas, 2004; Paulus, 2007; Schellens, Van Keer, De Wever, & Valcke, 2007; Sing & Khine, 2009; Tan, Ching, & Hong, 2008). While similar to qualitative content analysis, the IAM differs from content analysis (Krippendorff, 2004), which uses mutually exclusive categorical variables that measure objectively the existence and/or frequency of data from separate units of analysis without considering their relationship. The IAM is focused on examining the relationship between interactions.

Heo et al. (2010), as well as Paulus (2007) relied on the IAM to document how online communication contributed to the social maintenance of a group of students. Similarly, Schellens et al. (2007), as well as De Wever, et al. (2009, 2010), analyzed the impact of assigning and rotating roles among group members during the social negotiation phases in discussion forums. “It is worth noting that IAM explicitly attributes the success of the asynchronous discussion-based online learning and critical thinking to social constructivism” (Buraphadeja & Dawson, 2008, p. 139). Along these lines, Chai and Tan (2009) selected the IAM because it is premised on a social constructivist theoretical foundation.

In a more recent review of studies that employed the IAM, Lucas, Gunawardena, and Moreira (2014), observed that, despite the existence of different models, the IAM remains one of the most used in the study of online interaction. Results reinforced the adequacy of the model for analyzing knowledge construction in different types of communication tools, but also suggested the need to look at how learning is orchestrated and the importance of redefining some aspects of the model. For example, Lucas and Moreira (2010) observed that despite focusing on interaction as the vehicle for knowledge construction, the IAM lacks the capability to demonstrate the social and interaction dynamics that go beyond the categorization proposed for the knowledge construction phases. Furthermore, they state that the IAM does not provide an accurate picture of the progress and development of students’ knowledge which can be complemented by procedures such as social network analysis, which enables the study of individual interactions in relation to the group, and provides a better understanding and accurate visualization of the contribution of such interactions to the group’s collaborative knowledge construction process. Therefore, this study seeks to explore how learning analytics can shed more light on the social dynamics that accompany knowledge construction.

To date, much of learning analytics has focused on applying statistical methods to large learner datasets. The methods fall into different categories depending on whether the researcher’s intent is to describe the data (descriptive analytics), forecast from the data (predictive analytics), or recommend a course of action (prescriptive analytics). Descriptive methods include: traditional descriptive statistics, social media metrics, clustering, principal components analysis, sentiment analysis, and social network analysis. Predictive methods include: multiple regressions, logistic regressions, and nonlinear predictive models such as neural networks. Prescriptive methods combine both descriptive and predictive methods, to recommend courses of action. See Konstan and Riedl (2012) and Herlocker, Konstan, and Riedl (2000) for descriptions of the methods used by Amazon and Netflix automated recommenders.

Qualitative researchers can expand their analysis of online discourse by employing analytics. However, the kinds of quantitative methods used in modern analytics are complementary to qualitative methods because they fundamentally lead to different kinds of theories, namely, variation theories versus process theories (Mohr, 1982). Quantitative methods, with their emphases on clusterings, correlations, factors, and regressions are categorically inadequate for describing the rich processes through which knowledge is coconstructed in a socially distributed cognitive system (see Flor, Coulson, and Maglio, 2006, for an example of such a process), and therefore, employing both qualitative interaction analysis and quantitative learning analytic methods can expand our understanding of online social construction of knowledge.

Despite the fundamental difference in the kinds of theories generated, analytics can assist qualitative researchers by highlighting areas of interest in their data and suggesting future areas of research and exploration. We believe one of the exciting challenges with learning analytics lies in the application of techniques like data scraping, statistics, programming, and visualization to qualitative data, particularly when guided by models such as the IAM. Thus, the IAM and analytics are complimentary methods that can produce more robust findings.

One very common analytics operation is data scraping, which is a colloquial and more general term for what used to be called web scraping using a web spider (Eichmann, 1995). This operation involves the automated extraction of data from an end-user source into a computer program, where various kinds of analyses can then be performed more easily. An example is a “bot” that extracts social media data into a relational database. Once in the relational database, an analyst can run database queries to filter and analyze the content. In this analysis we demonstrate how the basic scraping of words from a discussion forum into an Excel sheet can provide insights for an IAM analyst about the kinds of topics around which knowledge was socially constructed.

Sentiment analysis is a technique that also takes postings as input, but instead of reporting explicitly represented, factual information, it attempts to discover and report implicit, subjective information about a posting (for reviews, see Pang & Lee, 2008; Liu & Zhang, 2012). The classic example of sentiment analysis is the mining of product reviews on sites like Amazon.com for positive or negative opinions (Feldman, 2013). The most basic technique for sentiment analysis is the counting of positive opinion words (“great,” “amazing”) and negative opinion words (“bad,” “awful”) in a posting, and then calculating an overall score (Ding, Liu, & Yu, 2008). More advanced techniques use natural language processing and neural networks to map postings to sentiment (Socher et al., 2013).

Taking a more theory-driven approach to the mining and analysis of textual data requires counting only those words and phrases associated with a specific theoretical construct and testing if there is a relationship between that construct and the phases of the IAM. Since one of the critiques of the IAM is its inability to account for the social processes that accompany knowledge construction, we selected the construct “social presence” (the degree to which a person is perceived as a “real person” in mediated communication), which has been shown to be a strong predictor of learner satisfaction (Gunawardena & Zittle, 1997); perhaps a factor in student achievement and retention (Rourke, Anderson, Garrison, & Archer, 1999); and an important aspect of the online sociocultural environment (Tu, 2001; Whiteside & Dikkers, 2012; Yildiz, 2009). We call this a social presence analysis, and it is similar to a sentiment analysis, but focusing on the social presence score of a posting. We believe investigating social presence through learning analytics methods can shed light on whether social presence is related to knowledge construction.

The rise of social media networks like Twitter, and the widespread availability of software for automatically scraping and generating social network diagrams, have led to a renewed interest in social network analysis (Bastian, Heymann, & Jacomy, 2009; Java, Song, Finin, & Tseng, 2007). Social network analysis (SNA) is a set of methods for analyzing the relational aspects of social structures (Scott, 2012; Wasserman & Faust, 1994) and it is typically used to study the information exchanged between people in groups and in communities.

However, nothing prevents a researcher who studies knowledge construction from applying SNA to words instead of people. The rationale is that both individual knowledge construction and social construction of knowledge are processes of negotiation of meaning, that is, word sequences not only create the mental spaces needed for negotiation of meaning, but they also place elements and schemata into spaces, and they blend these elements into new schemata. Thus, researchers can identify words that are central to knowledge coconstruction by analyzing and graphing the relationship between them, as opposed to analyzing and graphing the relationship between people who are central to knowledge coconstruction. Therefore, we will conduct what we refer to as coword analysis, according to the central tenets of SNA.

In the context of online higher education, there are three themes in the literature about student-to-student interaction in online discussion forums, namely, (a) studies focused on knowledge construction such as the ones mentioned in previous research using the IAM, (b) studies focused on social networks (e.g., Firdausiah Mansur & Yusof, 2013; Haythornthwaite & De Laat, 2010; and Toikkanen & Lipponen, 2011), and (c) studies that are a combination of both. For instance, researchers typically approach knowledge construction by applying qualitative methods that rely heavily on analysis of text, while they typically approach social networks by applying SNA, which relies on centrality (importance) measures and diagrams of interaction.

From an SNA perspective, actors (also known as nodes) and their actions are viewed as interdependent rather than independent autonomous units. The actors in this analysis are students. Relational ties (linkages, also known as arcs or edges) between students are interaction channels for transfer, or “flow,” of information through postings in online discussion forums. Social network diagrams can depict student roles as lasting patterns of interactions among students. Thus, each student has interactions with other students, each of whom interacts with a few, some, or many others, and so on. Therefore, the construct “social network” refers to the finite set of students and the interactions among them in a discussion forum.

In addition, from the point of view of SNA, density is a holistic measure of a social network. According to Faust (2006), network density (d) is defined as the number of ties (interactions) in the network divided by the possible by number of ties (interactions), as illustrated by the following formula:

d = actual ties (interactions)/maximum possible ties (interactions)

Generally speaking, SNA reveals interaction patterns and produces diagrams as a way of “x-raying” or mapping social networks.

Lucas and Moreira (2010) observed that the IAM lacks the capability to demonstrate the social and interaction dynamics that go beyond the categorization proposed for the knowledge construction phases, which can be complemented by procedures such as SNA. Applying learning analytics enables the study of individual interactions in relation to the group, and provides a better understanding and accurate visualization of the contribution of such interactions to the group’s collaborative knowledge construction process. Therefore the purpose of this article is to extend our understanding of social construction of knowledge that emerges from interaction analysis conducted with the IAM with learning analytics and SNA.

This section outlines how we used interaction analysis based on the IAM and learning analytics methods to examine social construction of knowledge in online discussions. Our data set contained 42 postings generated by 15 students who participated in an online discussion on the topic of “culture,” which was part of a graduate class on e-learning. This same data set was used for all analyses reported here. First we conducted interaction analysis based on the IAM using qualitative content analysis methods, and then we analyzed the same discussion using the five aforementioned learning analytics methods to shed further light on the IAM analyses in order to expand our understanding of the social dynamics of knowledge construction.

Interaction analysis was conducted using qualitative coding for meaning using the IAM and assigning the IAM Phases and associated operations, as explained in Figure 1, to each discussion posting. Note this method generated descriptive quantitative data on the number of occurrences of each phase in the discussion. We examined the entire transcript and then took as input each posting, which was the unit of analysis, and mapped discourse to the IAM Phases and specific operations within the phases. We also reviewed the links to prior postings to determine the process of interaction. For example, this was executed to determine if the posting built on a prior posting in order to assign the appropriate IAM Phase to which the message belongs.

The following example illustrates the application of the IAM. The discussion transcript we analyzed tasked students with discussing definitions of culture and e-learning and the relationship between the two. Using the IAM as a framework, we looked for evidence of operations within postings, which correspond to the different IAM phases. The analysis was done by highlighting the operations in the transcript in addition to noting the number of occurrences of these operations. This analysis was performed for every posting in the discussion. Note that postings can provide evidence of knowledge construction at multiple levels. In the following example, JG provides evidence of two operations within Phase I (coded in bold).

Data scraping was conducted using two types of software (a) Microsoft Excel for its built-in descriptive-statistics functions and (b) a custom parser of unique words and unique word pairs, which filtered out punctuation, then displayed the number of occurrences of both words and word pairs. The data from the discussion forum was first imported into Microsoft Excel. Each posting was put in a cell, in a row with other related information such as the time of the posting, and the ID of the student who contributed the posting. The custom parser was run on all 42 rows, and it produced a unique word list/frequency list followed by a unique word pair/frequency list. Excel’s built in functions were then used to generate the descriptive statistics and to sort the lists in order of descending frequency.

Sentiment analysis was conducted using Microsoft Excel and a custom sentiment analyzer that took as input the discussion forum, and returned the number of positive words and negative words per posting, as well as the difference between positive and negative words. The words were taken from Liu, Hu, and Cheng’s (2005) lexicon of positive and negative words and matched with the words in the transcript. The data from the discussion forum was first imported into Microsoft Excel and each posting was put in its own cell. Then the custom sentiment analyzer was run on all 42 rows.

Figure 2
Table showing a discussion thread with text on culture and e-learning, initials in one column, and multiple empty columns labeled P R J1 through P R J7 with subcolumns A, B, C, D. Only one cell shows data: P R J2/A column with value 2.The table with nine columns. The first column is labeled Thread and contains a long text entry about definitions of culture and e-learning, learning factors, barriers to e-learning, and strategies for success. The second column is labeled Initial and contains the initials JC. The remaining columns are labeled PRJ1 A, PRJ1 B, PRJ1 C, PRJ1 D, PRJ2 A, PRJ2 B, PRJ2 C, PRJ2 D, PRJ3 A, PRJ3 B, PRJ3 C, PRJ3 D, PRJ4 A, PRJ4 B, PRJ4 C, PRJ4 D, PRJ5 A, PRJ5 B, PRJ5 C, PRJ5 D, PRJ6 A, PRJ6 B, PRJ6 C, PRJ6 D, PRJ7 A, PRJ7 B, PRJ7 C, and PRJ7 D. All cells under these columns are blank except for PRJ2 A, which contains the number 2. The layout is structured in rows with the main block of text in the Thread column taking up the majority of space.

Example of the Excel IAM Transcript Coding Sheet

Figure 2
Table showing a discussion thread with text on culture and e-learning, initials in one column, and multiple empty columns labeled P R J1 through P R J7 with subcolumns A, B, C, D. Only one cell shows data: P R J2/A column with value 2.The table with nine columns. The first column is labeled Thread and contains a long text entry about definitions of culture and e-learning, learning factors, barriers to e-learning, and strategies for success. The second column is labeled Initial and contains the initials JC. The remaining columns are labeled PRJ1 A, PRJ1 B, PRJ1 C, PRJ1 D, PRJ2 A, PRJ2 B, PRJ2 C, PRJ2 D, PRJ3 A, PRJ3 B, PRJ3 C, PRJ3 D, PRJ4 A, PRJ4 B, PRJ4 C, PRJ4 D, PRJ5 A, PRJ5 B, PRJ5 C, PRJ5 D, PRJ6 A, PRJ6 B, PRJ6 C, PRJ6 D, PRJ7 A, PRJ7 B, PRJ7 C, and PRJ7 D. All cells under these columns are blank except for PRJ2 A, which contains the number 2. The layout is structured in rows with the main block of text in the Thread column taking up the majority of space.

Example of the Excel IAM Transcript Coding Sheet

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Social presence analysis was conducted using (a) Microsoft Excel for both its built-in descriptive-statistic functions and its built-in data analysis macros and (b) a custom social presence analyzer that took as input the discussion forum, and returned the number of words or phrases that matched items in the social presence lexicon created for this study. The number of matches denoted the social presence score.

The words and phrases in the social presence lexicon were chosen from the transcript according to the initial IAM coding. We picked out the specific words that established social presence. This task was informed by the work of Whiteside and Dikkers (2012), whose five element Social Presence Model provided guidance to identify which words within previously identified IAM Phase postings were most influential. Groupings of both positive and negative words were compiled in a Microsoft Excel sheet. To conduct the social presence analysis, the data from the discussion forum was first imported into Microsoft Excel, with each posting placed in its own cell. Next the positive and negative words from the lexicon were input into the social presence analyzer. The custom social presence analyzer was then run on all 42 rows, which output a social presence score for each row corresponding to a single post. Each social presence score was then placed in one of three columns, corresponding to the IAM Phase (note: there were no Phase IV or Phase V postings). Finally, a single-factor (one-way) ANOVA was run on the three columns to determine if there was a difference in social presence.

Coword analysis was conducted by using (a) NodeXL, a social networking analysis plug-in for Microsoft Excel (Hansen, Shneiderman, & Smith, 2010) and (b) a custom parser of unique words and unique word pairs. This is the same parser used in the data scraping analysis, but for this examination we used the word pairs to generate a word network. We first imported the data from the discussion forum into Microsoft Excel with the NodeXL plug-in installed. Then we ran the custom parser on all 42 postings, which output the unique words, the unique word pairs, and the frequencies of both words and pairs. We entered the words as nodes in NodeXL, with the node labels being the words themselves, and word frequency as the node size. Finally we entered the word pairs as edges into NodeXL, and the word-pair frequency as the edge size.

SNA was conducted by using NodeXL. As stated earlier, SNA is a set of methods for analyzing the relational aspects of social structures and it is typically used to study the information exchanged between people in groups and in communities, so in this example we applied SNA to an individual as the unit of analysis to approach knowledge construction based on the idea that both individual knowledge construction and social construction of knowledge are a process of negotiation of meaning. Thus, we were able to identify individuals that are central to knowledge coconstruction by analyzing and graphing the relationship between them.

In SNA, the first step to generate a discussion forum diagram is to obtain the centrality measures of each student that published a posting. Centrality measures are defined as the number of postings, in-degree, and out-degree account for student overall degree of centrality, which results from the number of interactions that each student has in a social network (Otte & Rousseau, 2002). Betweenness centrality is a supplemental measure of student centrality equal to the number of shortest paths from all students to all others that pass through that student. “A betweenness measure commonly reflects an individual's potential access to information as it flows through the network” (Dawson, Macfadyen, Lockyer, & Mazzochi-Jones, 2011, p. 20).

Our first step in the SNA was to calculate the centrality measures by manually inputting relevant data from the discussion forum such as the number of times someone referred to another in a post (mentions) into Microsoft Excel with the NodeXL plug-in installed. Note that typically SNA is conducted using replies to various threads to calculate centrality measures. However, the discussion forum we used contained many messages posted to a single thread so instead we opted to use mentions. For example, if person A mentions person B in a posting, there is an edge (depicted as an arrow) from A to B. Next edges were added to the spreadsheet with labels containing posting sequence number as well as the IAM Phase of the posting from the interaction analysis. NodeXL was then used to calculate the centrality measures and produce a social network diagram of the interactions.

We present the findings for each type of analysis and discuss these findings in each of the following sections. We first discuss the interaction analysis procedure and results and then discuss the procedures and results from data scraping, sentiment analysis, social presence analysis, coword analysis, and SNA.

Coding for knowledge construction regarding the definitions of culture and e-learning identified that the discourse contained a high degree of peer-to-peer interaction with students sharing many personal anecdotes concerning their individual definition of culture and e-learning. Students built off of one another's ideas as they clarified and added to points made by other students. These interactions led some students to modify their previously provided definitions. However, knowledge construction in this transcript did not exceed the IAM Phase III, the beginning phase of knowledge construction. The code counts assigned to the IAM Phases in this transcript are as follows:

  • I – 116

  • II – 35

  • III – 14

  • IV – 0

  • V – 0

While knowledge was constructed during the discussion, no tangible actions were taken to test the knowledge or apply it to a new context as evidenced by the lack of Phase IV and V codes. The most frequently occurring trends in this transcript were statements of agreement in Phase I and restating or advancing an argument by providing personal anecdotes or cited materials in Phase II. Given that the task assigned was definitions of culture and elearning, Phase III was mostly limited to the personal negotiation of the meaning of terms. During the discussion, students oscillated between Phases I and II and individuals expressed their new found knowledge by modifying their personal definitions of culture and e-learning as shown in Figure 3.

Figure 3

Social Construction of Knowledge Based on the IAM Coding

Figure 3

Social Construction of Knowledge Based on the IAM Coding

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The IAM was found to be appropriate to analyze computer transcripts for knowledge construction because it successfully identified the foundations for knowledge creation in the lower phases. For example, knowledge was created in the discussion forum mostly by participants sharing personal experiences with one another. Some questions were posed within Phase I postings, which could have led to social construction of knowledge. However, there was not an identifiable difference between participants referring back to the questions in other students’ postings and simply picking out interesting elements in other postings. This suggests that direct questions are not needed to sustain dialogue in a discussion forum with the exception of the initial question that focuses the group discussion. From a qualitative perspective, we found the IAM easy to apply to the postings. Next we discuss the results of the learning analytics methods as applied to the transcript.

The discussion forum contained a total of 9282 words, of which 1961 were unique. The average word repetition was 4.73 (μ = 4.73; σ = 18.35). The 25th, 50th, and 75th percentiles were represented by word repetitions of one, one, and three, respectively, suggesting a highly skewed left distribution, with a small number of words repeated frequently. Table 1 summarizes these statistics. Table 2 summarizes the top 25 words in terms of repetitions. Table 3 summarizes the grammatical types of the top 25 words.

Table 1
Word Summary
Total unique words1961.00
Total words in the forum9282.00
Average word occurrence4.73
Median1.00
Standard deviation18.35
Maximum occurrence401.00
Table 2
Top-25 Word Occurrences
RankWord#RankWord#RankWord#RankWord#RankWord#
1the4016A22311it10416As7221You65
2and2617In18712for10217Are6722with61
3of2608that16213my8518Or6623have59
4to2489Is14314this7419We6524An58
5I22910culture10715e-learning7320Be6525learning54
Table 3
Word Types
Determinerthe, a, an
Conjunctionsand, or
Prepositionsof, to, in, for, as, with
PronounI, that, it, my, this, we, you
Verbis, are, be, have
AdverbAs
Nounculture, e-learning, learning

Focusing just on the top nouns, one finds that “culture,” “e-learning,” and “learning” are among the top 25 words. As mentioned, the topic of the forum was indeed “culture.” Therefore, the data suggest that it may be possible to use a simple ranking procedure (picking out the top nouns) to know the topic of any online discussion. Such a simple procedure is invaluable for informal learning on social networks, like Twitter and Facebook where there is no formal title or topic heading.

One advantage of data scraping is the quick computer generated ability to find key phrases such as “I think” or “I disagree,” that may signal key phases in the process of social construction of knowledge as described in theIAM. Also noteworthy is the frequency of prepositions, adverbs, and conjunctions. The construction of meaning and new knowledge requires blending concepts in mental spaces (Fauconnier & Turner, 2008). Prepositions and adverbs are elements of prepositional phrases and connectives that construct the mental spaces necessary for blending concepts (Fauconnier,1994, p. 17). Determiners like “the,” “a,” and “an” introduce or specify elements in mental spaces (Fauconnier, 1994, p. 20). Their high occurrence in the data, suggest that it may be possible to find correlations between space builder words and the five IAM phases.

The words in the discussion forum matched 248 words in the positive lexicon, and 107 words in the negative lexicon. The average number of positive words per posting was 5.90 (μ = 5.90; σ = 4.16), and the average number of negative words per posting was 2.55 (μ = 2.55; σ = 2.48). The 248 positive words represented 2.67% of the 9282 words; the negative words represented 1.15% of which 1,961 were unique. The average word repetition was 4.73 (μ = 4.73; σ = 18.35). Table 4 summarizes these statistics.

Table 4
Discussion Forum Sentiment Summary
Total positive words248.00 (2.67%)
Total negative words107.00 (1.15%)
Mean positive words per posting5.90 (σ = 4.16)
Mean negative words per posting2.55 (σ = 2.48)

Table 5 summarizes the specific posting sentiments. The Roman numeral in parentheses, next to the posting number, is the maximum IAM Phase we coded. Figure 4 depicts the change in sentiment over time.

Table 5
Posting Sentiment
Posting # (Max Phase)Positive WordsNegative wordsDifferencePosting # (Max Phase)Positive WordsNegative WordsDifference
1 (II)927.0022 (I)211.00
2 (II)1367.0023 (I)33
3 (II)936.0024 (II)413.00
4 (II)12012.0025 (III)20713.00
5 (II)514.0026 (III)101.00
6 (II)523.0027 (II)01(1.00)
7 (II)1174.0028 (III)11
8 (I)1284.0029 (II)303.00
9 (I)624.0030 (III)312.00
10 (II)826.0031 (I)532.00
11(I)47(3.00)32 (II)67(1.00)
12 (I)01(1.00)33 (II)55
13 (I)0034 (II)936.00
14 (III)927.0035 (III)303.00
15 (III)532.0036 (II)1174.00
16 (III)817.0037 (I)101.00
17 (III)909.0038 (II)707.00
18 (II)734.0039 (II)211.00
19 (I)505.0040 (II)22
20 (I)4 (V)31.0041 (II)44
21 (III)5 (V)05.0042 (II)1073.00
Figure 4

Positive, Negative, and Sentiment Scores for Discussion Forum on Culture and E-learning

Figure 4

Positive, Negative, and Sentiment Scores for Discussion Forum on Culture and E-learning

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In this particular forum, early postings that were overall negative sentiment or neutral sentiment (11–13), corresponded to lower levels of knowledge coconstruction (IAM Phase I). There is declining positive sentiment from postings 14–24, which suddenly peaks in positivity at posting 25. During this decline, knowledge coconstruction ranged from Phase I to the early operations of Phase III. The spike in positive sentiment at posting 25, scored as a Phase III coconstruction, was followed by consistently high levels of knowledge coconstruction to the end of the forum (Phases II and III), with only postings 31 and 37 being the exceptions (Phase I). Sentiment analysis was thus able to point out this important transition in knowledge construction. Posting 25 not only acknowledged the contributions of others to the discussion of the definitions but also moved the group to consider a variety of issues in developing a definition. Posting 25 is provided below:

1 09/02/12 11:41:00

I have read through the threads in this section, and I am very impressed with the level of thoughtfulness and the extent of teaching experience embedded in this group. I feel fortunate to be part of this class. I do not come from a similar background as most of you. Betty is perhaps the closest classmate with whom I can identify a cultural similarity. I have never been an “official” teacher other than a lab instructor for freshmen physics students. In an unofficial capacity, I have taught employees and military personnel in my charge specific skills that would allow them to advance in their careers. What follows is my definitions: Culture: To be able to define this term, it is necessary to determine its context. For a biologist, it is something to be found in a Petri dish. For a health food enthusiast, it's yogurt; and for a Brooklynite, pronouncing the word with the empathesis on the second syllable, it’s what Upper West Side Manhattanites use for amusement. I suspect that for our purposes, we had better not stray too far from a sociopolitical or even an anthropological context. I believe it to be an all-encompassing term for what takes place whenever two or more people interact. We are not to limit ourselves to the physical aspects of this interaction, but must examine the psychological, emotional and spiritual components of such interactions if we are to grasp the true meaning of the concept. I suppose that under these conditions or criteria, culture could be nothing short of human life itself. Indeed, what would human life be if not for its interpersonal interactions. For how do we build anything—whether that be families, nations or bridges—without human interaction? So culture is that quality of human existence that is defined by the interaction of its participants. e-learning: This is a loaded term. At first glance, this simple and innocent-looking combination of two words, more accurately a letter and a word, seems a necessary consequence of our modern world. On the surface, the word carries the meaning of combining leaning and electronic. But it is safe to say that in today’s world, the meaning of electronic has subtly shifted to digital in this context. With this shift, the meaning has incorporated the concept of a computer and the use of it as a tool to gain access to the virtual world of information. Now we enter a speculative area whereby we can envision a brave new world where learning is enhanced by these electronic access tools. This is no longer a simple combining of meanings, but a paradigm shift in perspective. This is accomplished by the unavoidable comparison between the human brain and computers, and an even more profound comparison between the human nervous system and the WWW/ Internet. What are we to do? This new world is ours to explore with all its euphoric epiphanies and hidden dangers. May we have the wisdom to know the difference?

In particular, the findings suggest that while a specific posting’s positive or negative sentiment does not appear to be tied to a specific phase, downward and upward-sloping sentiment trends may correspond to specific phases. Finally, a spike in positive sentiment may signal a shift in the discussion to higher phases of knowledge coconstruction. We must emphasize that the results reported are specific to the forum analyzed, and future research is needed to determine the generality of the findings.

The discussion forum matched 135 unique words or phrases in the social presence lexicon. The average number of social presence words or phrases per posting was 14.69 (μ = 14.69; σ = 8.76). Table 6 summarizes the specific posting sentiments. Figure 5 depicts the change in social presence over the 42 postings, thus the IAM Phase I postings had an average social presence score of 10.91 (N = 11; μ = 10.91; σ = 8.55). The IAM Phase II postings, which were half of the discussion forum (N = 21), had an average social presence score of 16.29 (μ = 16.29; σ = 7.51). Finally, the IAM Phase III postings had an average social presence score of 15.50 (N = 10; μ = 15.50; σ = 10.08). Based just on the means and a visual inspection of 5, it would appear that higher levels of social presence are associated with higher phases of the IAM. However, a single-factor ANOVA revealed no statistically significant difference between group means (F(2, 39) = 1.409, p = .25).

Table 6
Posting Social Presence Scores
Posting #Social Presence ScoreMax IAM PhasePosting #Social Presence ScoreMax IAM Phase
110II2210I
230II234I
322II246II
429II2539III
510II2611III
615II278II
721II2810III
826I2913II
912I303III
1012II3129I
116I3211II
128I3321II
133I3427II
1420III355III
1524III3613II
1615III3714I
1719III3812II
1817II3910II
194I4014II
204I4110II
219III4231II
Figure 5

Social Presence Scores for Discussion Forum on Culture and E-learning

Figure 5

Social Presence Scores for Discussion Forum on Culture and E-learning

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Our hypothesis that higher levels of social presence in a posting are associated with higher IAM Phases was not confirmed. Although our hypothesis was not confirmed, social presence scores remain useful for IAM analysts. It simply means that there are probably other factors that contributed to the IAM Phase of a posting, of which social presence is only one. Moreover, the discussion forum we used as a dataset did not contain the full range of the IAM Phases (Phase III was the maximum).

Social presence scores are still useful because they can be associated with postings that may be at high or low IAM Phases. For example, 12 postings have a social presence score of 20 or greater. Of those, only two are at the IAM Phase I, the remaining 10 are at the IAM Phase II and III, the higher levels of knowledge construction. Similarly, five postings have a social presence score under 5, and of those only one is in IAM Phase III; the rest are in IAM Phase I. Future research should further investigate the association between social presence and the higher levels of knowledge construction according to the IAM.

There were a total of 9240 word pairs, of which 6840 were unique. The average wordpair repetition was 1.35 (μ = 1.35; σ = 1.37). The 25th, 50th, and 75th percentiles were represented by word-pair repetitions of one, one, one, respectively, denoting a highly left skewed distribution. Table 7 summarizes the word-pair descriptive statistics.

Table 7
Descriptive Statistics: Word-Pairs
Total unique word-pairs6,840.00
Total word-pairs9,240
Average word-pair occurrence1.35
Standard deviation1.37
Maximum word-pair48

Table 8 summarizes the top word pairs, and their possible roles in conceptual blending, a basic mental operation for creating meaning via a dynamic process that integrates different elements of cognitive structure (Fauconnier & Turner, 2002, p. 37). Six of the top-10 word pairs are mental space builders, and the other four connect elements between spaces.

Table 8
Top-10 Word-Pairs: Sorted by Number of Occurrences
RankWord Pair#Possible Role
1ofthe48Space builder
2inthe27Space builder
3Ithink22Space builder
4isa20Connector
5ina20Space builder
6tothe20Space builder
7itis18Connector
8ofculture16Space builder
9cultureis16Connector
10tobe16Connector

Network descriptive statistics include betweenness centrality, in-degree centrality, and out-degree centrality. Betweenness centrality is a measure of how many times a node (word) appears on the shortest path between two other nodes (Wasserman & Faust, 1994, p.188–192). In terms of words qua nodes, indegree centrality measures how many times a given word was preceded by another word, and out degree centrality measures how many times a given word was followed by another word (Wasserman & Faust, 1994, pp. 178180). Table 9 summarizes the top nodes sorted by betweenness centrality.

Table 9
Word Centrality Measures
NodeBetweenness-CentralityIn-DegreeOut-Degree
And681,576.431210183
The672,787.996151242
To511,314.577187142
a397,443.67195151
In314,605.34814982
Of294,478.177141104
I264,636.19014691
That230,879.06212993
For184,954.8298858
Is169,056.1186185
It137,825.0117565
Or125,082.5265352
My120,488.8375051
culture92,877.0215450
This83,610.2735554
As77,715.5805138
With77,179.9494636
Are71,513.7063656
We69,086.2924447
On68,012.9743929
An67,696.1953335
You65,417.5464442
Not63,183.3943137
Be59,164.0452050
Its58,299.4663331
e-learning56,691.2683945
By54,266.9792922
Have54,096.9033037

Culture is the noun with the highest centrality. However, it is preceded by 13 more central words, which function as mental space builders, and as connectors between mental spaces.

Figure 6 summarizes the subnetwork of word neighbors for “culture,” which was the topic of discussion. Node size represents the frequency of the word in the discussion forum, and the size of the edge between two pairs of words represents the frequency of that word pair.

Figure 6

Subnetwork of Immediate Word Neighbors for “Culture”

Figure 6

Subnetwork of Immediate Word Neighbors for “Culture”

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The bigger nodes include the topic (culture) and subtopic of the forum (e-learning), as well as words that we have already identified as part of the conceptual blending process (e.g., prepositions and conjunctions). What is useful about this subnetwork neighbor diagram, however, is that it also depicts the smaller nodes that culture connects to. These connections include: culture→thrives (II), culture→shapes (III), culture→dresses (III), culture→behaves (III), culture→impacts (II), and culture→changes (I). The word pairs are found in postings that we classified as the IAM Phases II, III, III, III, II, I, respectively.

Words shape the formation of concepts, and in any discussion where knowledge is socially constructed there are thousands of words exchanged. For qualitative researchers who are studying social construction of knowledge, the value of a word-network analysis is that it can isolate and depict graphically (refer to Figure 5): (a) the concepts the participants are coconstructing, such as “culture” (big nodes), (b) the relationships between concepts and the words used to develop them (thick edges between other big nodes), and (c) the less frequent words that reify the concept (small nodes connected to the concept node with thin edges). For the IAM in particular, the analysis suggests that smaller nodes may be associated with postings in which the higher phases of knowledge coconstruction are occurring.

Figure 7 shows the centrality measures table generated by NodeXL. From left to right the columns are: the anonymized IDs that correspond to the students who participated in the online discussion forum; the number of postings by that student; the in-degree centrality; the out-degree centrality; and finally, the betweenness centrality.

Figure 7

NodeXL Centrality Measures Table

Figure 7

NodeXL Centrality Measures Table

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In the context of an online discussion forum, as mentioned earlier, number of postings, in-degree, and out-degree account for student overall degree of centrality, which results from the number of interactions that each student had with other students. To illustrate the meaning of centrality, we will now examine different scores from Figure 7.

Student CJ posted four times, and had an indegree of three, which denotes that CJ was mentioned three times by other students. The out-degree of six denotes the number of students mentioned by CJ in his or her postings. Betweenness centrality is more complex; generally, it is a measure of the number of times a node appears on the shortest path between all other nodes in the network. However, the edges in our network are not physical paths but represent mentions, that is, a kind of conceptual path. Thus for our data, betweenness centrality is an index of a node (person’s) aggregation and dissemination of concepts. A high betweenness centrality score for a specific node denotes a person’s contribution to the coconstruction of knowledge in the social network. Thus CJ’s relatively high betweenness centrality score of 44.6 suggests CJ was central to the social construction of knowledge in the discussion forum.

Contrast CJ with AJ. AJ posted three times and had in-degree, out-degree, and betweenness centrality scores of 1, 2, and 1.07, respectively. Thus AJ was mentioned only once by other users; mentioned only two other users; and was a low factor in the social construction of knowledge.

In short, the number of postings a student posts in a discussion forum may be a misleading indicator of their contribution to knowledge construction, thus the need for researchers to use more sophisticated measures of student centrality that are more indicative of communication dynamics, for instance—as the colloquial expression goes—a student is “in” when he or she is mentioned by others, “out” when not mentioned by others or is the one doing the mentioning—that is, a kind of popularity or influence rating. However, most revealing is a high score of betweenness centrality, which uncovers information brokers.

Two questions emerge: (a) what do students post that makes them information brokers? and (b) how do students become influential? The answer to the first question can be found by looking at the results of the IAM and part of the answer to the second question can be found by analyzing how students position themselves in a discussion forum.

IAM analysts can “x-ray” the position of students in a discussion forum by generating social network diagrams that reveal how students are connected to one another. Figure 8 shows a diagram of interaction patterns that corresponds to Figure 7.

Figure 8

Social Network Diagram of Interaction Patterns

Figure 8

Social Network Diagram of Interaction Patterns

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Figure 8 has circles known as nodes or actors that represent a student that published a posting. A line with an arrow at the end is known as a directed arc or edge and it represents a reply, that is, one interaction or connection. This diagram is one possible graphical representation of student-student interaction patterns, which provides supplemental visual information. Let us take the same examples from Figure 7 to further explain the meaning of the social network diagram presented in Figure 8.

There is a circle labeled CJ (center of diagram) which is student CJ’s initial posting and there are four directed arcs going out of it representing an out-degree of four because the student mentioned other students in the postings indicated on the diagram four times. There is one directed arc to student CJ representing an in-degree of one because CJ was mentioned by JG. According to the student’s betweenness centrality score of 44.6, CJ is positioned in the social network in such a way that it is easy for him or her to receive and send information for others, which is a social position that facilitates processing of information—in the sense of negotiation of meaning of others' postings—a necessary element for knowledge construction.

There is a circle labeled AJ (upper right), which is student AJ’s initial posting and there is one directed arc going to this posting for an in-degree of one. There is one directed arc to student AJ due to an in-degree of one. Student AJ is not positioned to be an information broker, according to the student’s betweenness centrality score of 1.07. AJ is positioned in the periphery of the social network so it is difficult for the student to receive and send information for others, in comparison to student CJ.

An important finding that emerged from SNA was that nodes at the IAM Phase III either had high in-degree centrality or high betweenness centrality. This suggests that IAM analysts should focus on people with high centrality when conducting their analysis because their position as information brokers highlights their key role in social construction of knowledge. For example, EP has the highest centrality score and two directed arcs at Phase III pointing to the student’s node. In addition, our SNA revealed that students who are most central to the network captured nine out of ten instances of Phase III postings. Note that the majority of these postings were at Phase III A—negotiation or clarification of the meaning of terms. It follows that people who demonstrate the highest levels of knowledge construction will also be the most central to the network because higher levels of knowledge cannot be achieved unless there is interaction with previous postings. However, the two students who provided postings at the highest Phase III operations (D and E) according to our interaction analysis were on the periphery of the network as indicated by their centrality scores. This suggests that knowledge can be constructed by students regardless of their centrality in the network.

The ability of students on the periphery to make such substantive contributions is enabled by those who are most central to the network because they facilitate learner engagement by disseminating critical knowledge. Bonk and Khoo (2014) define learner engagement as effort, involvement, and investment, and note that decades of research has shown that student involvement in the learning process matters when it comes to student achievement. They cite Ingram’s (2005) work that suggested that engagement is made up of three variables: (a) deep attention to the learning task or situation, (b) the activation of effective cognitive processes such as strategies of rehearsal, organization, visual imagery, et cetera, and (c) the social context or community in which learning occurs. Learner engagement is critical to knowledge construction and therefore, those with high centrality measures are very important to the network to get students engaged in the discussion. We conclude that students with high centrality are important for (a) preparing a group for construction of new knowledge and (b) getting students engaged in the discussion.

This study has shown the advantage of utilizing multiple methods to analyze online discussions, which provides insight into the social dynamics that accompany the process of knowledge construction. Other researchers (e.g., Aviv, Erlich, Ravid, & Geva, 2003; Buraphadeja, 2010; Li, 2009) have also utilized more balanced mixed methods approaches to examine the relationship between knowledge construction and social networks. In doing so they have gained insight into the orchestration of online discussion forums, which is still the quintessential communication tool deployed by online faculty to facilitate discussion of content, promote socialization among students, and foster paths to higher levels of knowledge construction.

Qualitative research, such as implementing the IAM, is often a time-consuming undertaking that requires coders to work with the same dataset in multiple iterations to produce trustworthy findings. The primary limitation we encountered, however, was that the discussion forum we analyzed did not contain examples of the higher levels of knowledge construction at Phase IV and V of the IAM. This limited our ability to assess whether the model could effectively identify higher levels of knowledge construction such as testing knowledge against given criteria or applying knowledge to new contexts. Although we demonstrated that pairing analytics with interaction analysis enriches qualitative research, the true depth of the impact cannot be identified without using a discussion forum that reaches Phase V of the IAM. Indeed, our findings would have been enriched by using a discussion forum that exemplified all five IAM Phases. For example, since the discussion forum did not provide many examples of dissonance, the negative word list in the social presence lexicon was not sufficiently robust to demonstrate how negative words can both facilitate and hinder knowledge construction. A further limitation is the lexicon that was used in the sentiment analysis was taken from a marketing context. We suggest using a lexicon that comes from an online education context or creating a lexicon that is specific to the research such as the lexicon we created for the social presence analysis. The SNA indicated an association between higher levels of knowledge construction and centrality in a social network; however, further research is necessary to establish this association.

Interaction analysis using the IAM can be enriched by employing learning analytics and SNA to expand our understanding of the socio-emotional dynamic that accompanies the process of knowledge construction. Through combining these different analyses, we were able to perceive that learning is not purely a cognitive process, but is also emotionally loaded and situated within a social context. In addition, learning analytics helped us to identify general trends in the data. For example, our interaction analysis identified posting 25 as one of the few instances of Phase III in the discussion forum. Further clarity was provided regarding the nature of this posting via our sentiment analysis and social presence analysis. The sentiment analysis identified posting 25 as having a very positive sentiment indicated by the highest difference between positive and negative words. The social presence analysis assigned the highest social presence score to posting 25. These findings make it clear that interaction analysis can be enhanced by employing learning analytics. Therefore, we suggest that learning analytics be used by the IAM analysts to inform their qualitative results. For example, data scraping, sentiment analysis, and social presence analysis are useful techniques for: (a) highlighting areas that a qualitative researcher should focus on in her data, (b) indicating the socioemotional context that accompanies knowledge construction, and (c) suggesting hypotheses for future research.

In addition, we illustrated how to use SNA to obtain supplemental measures of student centrality and a diagram of an online discussion forum based on the idea that centrality measures provide sound indicators of a student's ability to transfer information and exert influence over other students in a discussion. Social network diagrams offer a snapshot of the resulting interaction patterns. Therefore, the study of the relationship between social construction of knowledge and student centrality in this context helps researchers gain a better grasp of the characteristics of discussion postings and the degree of student centrality associated with potential paths to higher levels of knowledge construction. In sum, social network diagrams make the social dynamics of online learning tangible which extends the IAM analysis beyond its typical capacity of focusing on cognitive processes.

Figure 9 illustrates the process we suggest for incorporating learning analytics with the IAM analysis.

Figure 9

Analytics as a Process That Assists, not Substitutes for, the Analyst

Figure 9

Analytics as a Process That Assists, not Substitutes for, the Analyst

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using the text from a discussion transcript to conduct analytics and equip the IAM analyst with preliminary findings and general themes will enhance qualitative content analysis. Our intent is to provide a quantitative backbone for the IAM analyst because the analyst’s lens will always play a key role in analysis and analytics cannot replace this vital perspective. This article demonstrated that the role of analytics is to assist the researcher in analysis by highlighting instances in the data where significant knowledge coconstruction may be occurring, and by suggesting hypotheses and topics for further research. Note that the code for the custom parser, sentiment analyzer and social presence analyzer is available upon request for utilization in future research studies.

Acknowledgment: This material is based partly on work supported by the National Science Foundation under ECCS - 1231046. Any opinions, findings, and conclusions or recommendations expressed in this material are those of the authors and do not necessarily reflect the views of the National Science Foundation.

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