Severe damages of structures observed in previous earthquakes due to faulting, especially reverse faulting with large discontinuous ground displacement under large earth pressure, have triggered studies on the failure mechanism of structures within fault zone. However, most of centrifuge tests focused on normal faulting due to the lack of apparatus simulating faulting under large earth pressure. In this research study, a fault simulator was designed and manufactured for centrifuge study of buried structures in soils over dip–slip fault, by which a large overburden pressure can be applied to the model soil. The design specifications are: (a) both normal and reverse faulting can be generated, (b) the simulator can function for reverse faulting condition under 50g with the surcharge pressure of 500 kPa, (c) the maximum offset of 30 mm with the dip angle of 60° can be achieved at the bottom of model soil, (d) the front face is transparent to observe the model ground during centrifuge tests. Using the fault simulator, a preliminary test series on buried pipe are conducted. The developed fault simulator shows very promising results with respect to rupture propagation, ground deformation and pipe behaviour.
1. Introduction
The behaviour of alluvial deposits subjected to fault displacement in the bedrock is one of the major concerns for almost all structures within a fault zone. An understanding of the fault rupture propagation in the sedimentary soil would assist engineers in siting and designing the critical structures, such as houses, tunnels, bridges and buried pipes, in the regions where soils overlie active or potentially active fault.
Tremendous efforts have been made to study the fault rupture propagation and resultant surface displacement from the case studies. Wells and Coppersmith (1994) complied 421 historical earthquakes and selected 244 earthquakes with reliable source parameters. They produced empirical relationships among magnitude, rupture length, rupture width, rupture area and surface displacement. It could be partly attributed to the complexity of fault rupture propagation phenomena controlled by many factors, such as (i) type of fault movement (reverse, normal or strike slip), (ii) inclination of the fault plane, (iii) amount of displacement on the fault and (iv) geometry and nature of overburden soil. From indicative fault rupture field studies, Bray et al. (1994) showed typical paths of the rupture for three types of fault, suggesting that the characteristics of overburden soil strongly influence the observed fault rupture propagation.
To compensate the shortcoming of the field study, that is, the lack of well-documented field data on the behaviour of overburden soil due to faulting, and study the mechanisms involved in the fault rupture propagation, physical modelling has been performed for several decades. Table 1 summarises research studies focusing on fault rupture propagation and deformation of overburden soil in earth material using various types of fault simulators. The primary interest on fault using physical modelling in the early 1980s was mainly related to the identification of influence zone and the shapes and locations of failure surfaces in overburden soil caused by dip–slip faulting. Roth et al. (1981) described early centrifuge modelling of fault propagation through alluvial soils by a fault simulating apparatus for a small centrifuge in Caltech. They suggested that the rate of fault movement may affect the shape and location of failure surfaces. Cole and Lade (1984) and Lade et al. (1984) performed an extensive 1g experimental study on the shapes and locations of failure surfaces propagating through dense and loose sand caused by faulting. A simple model was developed for the shape of failure surface using a logarithmical spiral with an angle of 45° + ψ/2 and 45° − ψ/2 at the ground surface for normal fault and reverse fault, respectively, where ψ is the angle of dilation.
Fault simulators used in previous research studies
| Author(s) | Fault type | Dip angle: ° | Actuating system | g-level | Soil type | Specific features |
|---|---|---|---|---|---|---|
| Roth et al. (1981) | Dip–slip (reverse) | 45° | Toggle hydraulic | 50 | Loose sand, dense sand, remoulded cohesive soil | g-level effect, rate of fault displacement |
| Cole and Lade (1984) Lade et al. (1984) | Dip–slip (both) | 30, 45, 60, 75, 90 | Horizontal and vertical screw jacks | 1 | Dense sand, loose sand, mixture of sand and styrofoam beads | Rupture propagation, influence zone, multiple failure surfaces |
| Tani et al. (1994) Ueta and Tani (1999) | Dip–slip (reverse) | 15, 30, 45, 60, 75, 90 | Hydraulic | 1 | Dense silica sand (d50 = 0·17 mm, 1·3 mm) | Effects of dip angle, soil depth and particle size |
| Stone and Brown (1993) White et al. (1994) | Dip–slip (both) | 90 | Hydraulic | 75, 150 | Silica sand (d50 = 0·25 mm, 0·5 mm; Dr. = 90%) | Particle-size effect |
| Miyajima et al. (2003) | Dip–slip (reverse) | 90 | Mechanical (table lift) | 1 | Silica sand (d50 = 0·34; Dr. = 20%, 80%) | Behaviour of buried pipe |
| Lee et al. (2003) Lee and Hamada (2005) | Dip–slip (both) | 30, 45, 60 | Mechanical (jack) | 1 | Silica sand (d50 = 0·24 mm; Dr. = 59 ± 4%, 83 ± 4%) | Surface rupture and influence zone |
| Lee et al. (2003) Lee and Hamada (2005) | Dip–slip (reverse) | 45 | Hydraulic | 30, 50 | Silica sand (d50 = 0·157 mm; Dr. = 74 ± 6·5%) | Surface rupture and influence zone |
| El Nahas et al. (2006) Anastasopoulos et al. (2007) | Dip–slip (both) | 60 | Hydraulic | 100, 115 | Silica sand (d50 = 0·24 mm, Dr. = 59 ± 4%) | Rupture propagation, behaviour of raft |
| Ha et al. (2006) Ha et al.(2008) | Strike-slip | 90 | Hydraulic | 150 | Silica sand (d50 = 0·3 mm) | Behaviour of buried pipe |
| Lin et al. (2006) Lin et al. (2007) | Dip–slip (reverse) | 50, 60 | Mechanical (jack) | 1 | Sand (Dr. = 55%) | Ground deformation, behaviour of tunnel |
| Chang et al. (2013) Baziar et al. (2014) | Dip–slip (reverse) | 60 | Mechanical (jack) | 1, 40, 80 | Sand (Dr. = 50%, 70%) | g-level, rupture propagation, ground deformation and behaviour of tunnel |
| Ng et al. (2012) Cai and Ng (2014) | Dip–slip (normal) | 70 | Hydraulic | 100 | Clay (d50 = 32 μm) | Rupture propagation, ground deformation |
| Author(s) | Fault type | Dip angle: ° | Actuating system | g-level | Soil type | Specific features |
|---|---|---|---|---|---|---|
| Dip–slip | 45° | Toggle hydraulic | 50 | Loose sand, dense sand, remoulded cohesive soil | g-level effect, rate of fault displacement | |
| Dip–slip | 30, 45, 60, 75, 90 | Horizontal and vertical screw jacks | 1 | Dense sand, loose sand, mixture of sand and styrofoam beads | Rupture propagation, influence zone, multiple failure surfaces | |
| Dip–slip (reverse) | 15, 30, | Hydraulic | 1 | Dense silica sand (d50 = 0·17 mm, 1·3 mm) | Effects of dip angle, soil depth and particle size | |
| Dip–slip (both) | 90 | Hydraulic | 75, 150 | Silica sand (d50 = 0·25 mm, 0·5 mm; Dr. = 90%) | Particle-size effect | |
| Dip–slip (reverse) | 90 | Mechanical (table lift) | 1 | Silica sand (d50 = 0·34; Dr. = 20%, 80%) | Behaviour of buried pipe | |
| Dip–slip | 30, 45, 60 | Mechanical (jack) | 1 | Silica sand (d50 = 0·24 mm; Dr. = 59 ± 4%, 83 ± 4%) | Surface rupture and influence zone | |
| Dip–slip | 45 | Hydraulic | 30, 50 | Silica sand (d50 = 0·157 mm; Dr. = 74 ± 6·5%) | Surface rupture and influence zone | |
| Dip–slip | 60 | Hydraulic | 100, 115 | Silica sand (d50 = 0·24 mm, Dr. = 59 ± 4%) | Rupture propagation, behaviour of raft | |
| Strike-slip | 90 | Hydraulic | 150 | Silica sand (d50 = 0·3 mm) | Behaviour of buried pipe | |
| Dip–slip (reverse) | 50, 60 | Mechanical (jack) | 1 | Sand (Dr. = 55%) | Ground deformation, behaviour of tunnel | |
| Dip–slip (reverse) | 60 | Mechanical (jack) | 1, 40, 80 | Sand (Dr. = 50%, 70%) | g-level, rupture propagation, ground deformation and behaviour of tunnel | |
| Dip–slip | 70 | Hydraulic | 100 | Clay (d50 = 32 μm) | Rupture propagation, ground deformation |
Tani et al. (1994) and Ueta and Tani (1999) presented relatively large-size model tests with a maximum of 2 m deep sand layer under 1g in view of examining the deformation characteristics of uncemented quaternary ground caused by dip–slip faults. The experimental system for creating reverse fault movements is similar to that of Cole and Lade (1984). Tani et al. (1994) argued scale effects of quaternary ground deformation observed by model tests of vertical fault. White et al. (1994) also investigated the particle-size effects from centrifuge model tests using trap door system (Stone and Brown, 1993).
Several earthquakes that occurred in Taiwan and Turkey 1999 (Chi-Chi, Kocaeli and Düzce-Bolu) provided plenty of source materials and further motivated studies on this field (Anastasopoulos and Gazetas, 2007; Lin et al., 2001). Lee et al. (2003) and Lee and Hamada (2005) reported experimental studies on the shape and location of the failure surfaces by conducting both 1g model and centrifuge model tests on dry silica sand. They found that there is no distinct variation of failure surface with the change of thickness of the model ground. Comparing the measured dilation angle from the failure surfaces in the 1g and the centrifuge tests, the mobilised angle of dilation along the failure surface shows an appreciable difference, suggesting the effect of confining pressure. El Nahas et al. (2006) also developed a centrifuge model, which can simulate normal and reverse faults, using a triangle shape soil base block supported by two hydraulic cylinders. Using this centrifuge model tests, Anastasopoulos et al. (2007) discussed fault rupture propagation through sand by carrying out finite-element analysis and validation through the centrifuge experiments.
Lin et al. (2006) preformed 1g tests on reverse fault to investigate the effects of corresponding factors on deformation of overburden soil through a sandbox. Based on the physical tests, they developed numerical models and suggested that a stiffer Young's modulus leads to early rupture propagation, and a larger dilation angle induces wider fault zone. Similar tests were also performed by Chang et al. (2013) and Chang et al. (2015), using a developed fault simulator in a centrifuge. Using the apparatus developed by Lin et al. (2006) and Chang et al. (2013), Lin et al. (2007) and Baziar et al. (2014) explored the behaviour of tunnels parallel to the rupture surface, respectively.
Ng et al. (2012) and Cai and Ng (2014) developed an apparatus simulating normal fault deformation in a centrifuge to explore the effect of a pre-existing fracture on rupture propagation and ground deformation in cemented clay, uncemented clay and mixed soil. It was found that a shear mechanism of ground deformation dominated in the uncemented clay, while a bending deformation mechanism was observed at the ground surface in the cemented clay with and without a pre-existing fracture.
A number of accumulated experiences of damage to buried pipe during earthquakes (Dash and Jain, 2008; O'Rourke and Palmer, 1996; Sorensen and Meyer, 2003; Trifunac and Todorovska, 1997) has motivated to study the influence of buried pipe by faulting and to develop effective countermeasures to mitigate the damage. Miyajima et al. (2003) developed a two-section split shear box and conducted 1g experiments on behaviour of buried pipe in dry sand due to vertical reverse fault generated by lifting one half of the shear box. They presented the data of bending moment distributions and vertical displacement profile of the buried pipe with two different embedded depths of the pipe and two different relative densities of the sand. Ha et al. (2006) developed a two-section and a three-section split container for centrifuge modelling of ground deformation to simulate faulting. Both containers can be used for studying the influence of faulting on buried pipe. Ha et al. (2008) reported the results of centrifuge model tests using this container on the effect of permanent ground deformation caused by strike-slip faults on buried pipes.
Numbers of physical model tests have contributed understanding the mechanisms of fault rupture propagation, behaviour of geotechnical structures subjected to the ground deformation by the fault and the effects of various factors on them. However, there are still remaining factors which have not been well investigated by physical modelling, for example, the effect of depth of the alluvium overlying the bedrock fault, especially on behaviour of the soils at the large depth under a large overburden pressure.
This paper describes a fault simulator in a centrifuge, by which a large overburden pressure can be applied to the model soil. With the simulator, preliminary tests are performed on buried pipes. The observed fault rupture propagation and ground deformation are presented, and the effects of overburden stress and type of dip–slip faults on the ground deformation pattern as well as behaviour of the buried pipe are discussed.
2. Development of the fault simulator
A fault simulator was designed and manufactured at the Tokyo Institute of Technology for centrifuge study of buried structures subjected to dip–slip fault.
2.1 Conditions considered in the design of container for model ground and simulator
The specifications and conditions considered in the design of simulator and soil container are (a) the simulator can function under 50g, (b) displacement and velocity of bedrock can be controlled during centrifuge test, (c) maximum bedrock offset of 30 mm can be achieved, (d) both normal and reverse faulting can be generated, (e) surcharge pressure of 500 kPa can be applied on the soil surface to create large overburden stress, (f) adequate force is available for generating reverse faulting under the maximum surcharge pressure in a fault simulator, (g) large container inner dimension as much as possible, but the whole test system can be housed in a space available in the swing platform, (h) the front face of the container is transparent to observe the model ground during the centrifuge tests.
2.2 Specifications and details of container for model ground and simulator
Considering that the space available for the swing platform of the Mark III centrifuge at the Tokyo Institute of Technology is 900 mm × 900 mm × 900 mm, a whole package of fault simulators with dimensions of 800 mm (long), 600 mm (wide) and 755 mm (high) (Figure 1(b)). Specifications of the fault simulator are summarised in Table 2. The upper part of the package is used for a container of model ground (item 11 in Figures 1(c) and 1(d)), which has internal dimensions of 500 mm (long), 300 mm (wide) and 400 mm (high), made of aluminium alloy. The left side wall and base (item 12 in Figures 1(c) and 1(d)) are movable, which are made from an ingot of the alloy to have an accuracy of the shape. Displacement of the movable wall and base is restricted in the direction of 60° to the horizontal direction by the inclined guide and the brackets (item 13 in Figures 1(c) and 1(d)). Sandpapers ((item 18 in Figures 1(c) and 1(d))) are lined at the bottom of the model ground container to provide frictional boundary conditions. The lower part of the package houses the thrust mechanism of the fault simulator. At the back of the package, it installs an AC servo-motor (item 3 in Figures 2(a) and 2(b)) and 1/50 reduction gear (item 4 in Figures 2(a) and 2(b)) with a maximum torque capacity of 28 N m. The torque is amplified by 1/50 worm gear, which is connected to a screw jack (item 5 in Figure 2(b)). The screw jack consists of a rod with normal and reverse screws (items 8 and 9 in Figure 2(c)) at the rear and front parts, respectively, two trapezoidal prisms (item 6 in Figure 1 and item 7 in Figure 2(c)), and a pentagon block steel block (item 6 in Figure 2(b)). The trapezoidal blocks are connected to the rear and front screws through nuts. With this combination the two trapezoidal prisms move back and forth in the opposite direction, as shown in Figure 2(c), which actuates the pentagon block and the movable side wall and base upward and downward with a dip angle of 60°, simulating reverse and normal faulting, respectively. With the actuating mechanism explained above, the maximum thrust force of 230 kN can be achieved in relatively small space at the lower part of the package. However, maximum velocity of the fault movement is 2·18 mm/min. It should be noted that at this velocity the effect of inertia is not modelled.
Fault simulator: (a) stereogram; (b) schematic representation of stereogram; (c) photograph of front view; (d) schematic representation of front view
Fault simulator: (a) stereogram; (b) schematic representation of stereogram; (c) photograph of front view; (d) schematic representation of front view
Actuating system of the fault simulator: (a) back view of the fault simulator; (b) actuating system; (c) screw jack
Actuating system of the fault simulator: (a) back view of the fault simulator; (b) actuating system; (c) screw jack
Specification of fault simulator
| Overall dimensions | 800 (length) × 600 (width) × 755 (height) mm |
| Inside container dimensions | 500 (length) × 300 (width) × 350 (height) mm |
| Weight of simulator | 636 kg without soil sample |
| Maximum offset | 30 mm both for normal and reverse |
| Actuating system | AC motor (AC100 4·7A) + 1/50 reduction gear (torque 28 N m) + 1/50 form gear + inclined block (20°) driven by screw (20°, P5 mm) jack |
| Maximum thrust force of jack | 230 kN |
| Thrust rate of jack | 0–2·18 mm/min |
| Dip angle | 60° |
| Maximum surcharge pressure | 500 kPa |
| Overall dimensions | 800 (length) × 600 (width) × 755 (height) mm |
| Inside container dimensions | 500 (length) × 300 (width) × 350 (height) mm |
| Weight of simulator | 636 kg without soil sample |
| Maximum offset | 30 mm both for normal and reverse |
| Actuating system | AC motor (AC100 4·7A) + 1/50 reduction gear (torque 28 N m) + 1/50 form gear + inclined block (20°) driven by screw (20°, P5 mm) jack |
| Maximum thrust force of jack | 230 kN |
| Thrust rate of jack | 0–2·18 mm/min |
| Dip angle | 60° |
| Maximum surcharge pressure | 500 kPa |
The maximum displacement of the block imposed by the movement of the trapezoidal prism from the innermost to outermost positions is 30 mm. To impose the maximum relative offset of 30 mm both for the normal and reverse faulting, a 30 mm thick spacer (item 16 in Figures 1(c) and 1(d)) is placed on the block and the prism is moved from the outermost to innermost positions for the reverse faulting. At all interfaces between the movable and stationary parts, specific Teflon thin plates (LFP-25100, 2·5 mm thick, Oiles Corp., Japan) are provided to reduce the friction at the interface. These thin plates also function as a gap filler to avoid the intrusion of sand particles into the gap.
A cubic-shaped rubber bag (item 21 in Figure 1(d)) can be placed on the top of the model ground to apply the maximum surcharge pressure of 500 kPa. To support the pressure of the rubber bag, a grid made of aluminium is fixed on the package. A sliding L-shaped steel angle (item 22 in Figure 1(d)) is attached to the grid at the top corner of the movable wall side to prevent the puncture of the bag during the faulting. The front plate of the package has a rectangular glass window (item 5 in Figure 1(a)) of 400 mm wide, 300 mm high and 40 mm thick, through which the occurrence of the fault can be viewed. The whole package has a mass of 627 kg without a soil model.
When the test is conducted under a centrifugal acceleration of 50g, the fault simulator typically simulates an event of faulting with a relative displacement of 1·5 m propagating through the sand layer of 10–18 m depth. When the surcharge of 500 kPa is applied for the soil with maximum depth, the vertical stress of 800 kPa at the bottom of the sand layer can be achieved, which is equivalent to the stress level that a 80 m deep saturated dense sand layer might experience.
A digital camera (item 7 in Figures 1(a) and 1(b)) in front of observational window supported by jigs (item 8 in Figures 1(a) and 1(b)) to record the digital images during faulting. The digital image is used for data analysis of rupture propagation and ground deformation using particle image velocimetry (PIV) processing (White et al., 2003). For the purpose of the study of buried pipe subjected to faulting, both side walls of the model container have a circular hole (item 20 in Figures 1(a) and 1(b)) of 40 mm diameter to place a model buried pipe with either free or fixed conditions at the ends of the pipe.
3. Preliminary tests on buried pipe subjected to faulting in sand
3.1 Model preparation and test procedures
Using the fault simulator, a primary test series was performed on sand with buried steel pipe. All tests were performed under 50g condition. Hereafter, all data will be reported as prototype scale unless otherwise stated.
Three test cases were conducted as shown in Figure 3, namely case RS (reverse faulting and shallow buried pipe), case RD (reverse faulting and deep buried pipe) and case NS (normal faulting and shallow buried pipe). Dry Toyoura sand (Gs = 2·65, d50 = 0·19 mm, emax = 0·973, emin = 0·609, Dr. = 80%) was used to make the model ground in all cases. The test conditions of each case are listed in Table 3. The heights of model ground were 11·1, 15·7 and 11·45 m in cases RS, RD and NS with pipe buried depths of 2·1, 6·7 and 2·45 m, respectively. The surcharge pressure on the ground surface in case RD was 490 kPa, which corresponded to 31·2 m height of the soil. The coordinate system is illustrated in Figure 3(a), the origin of which is located in the centre of the base.
Test set-ups: (a) schematic representation of all cases; (b) case RS; (c) case RD; (d) case NS
Test set-ups: (a) schematic representation of all cases; (b) case RS; (c) case RD; (d) case NS
Test cases (in prototype scale)
| Test cases | Fault type | Ground thickness: m | Buried depth of pipe: m | Surcharge pressure: kPa |
|---|---|---|---|---|
| RS | Revere fault | 11·1 | 2·1 | 0 |
| RD | Reverse fault | 15·7 | 6·7 | 490 |
| NS | Normal fault | 11·45 | 2·45 | 0 |
| Test cases | Fault type | Ground thickness: m | Buried depth of pipe: m | Surcharge pressure: kPa |
|---|---|---|---|---|
| RS | Revere fault | 11·1 | 2·1 | 0 |
| RD | Reverse fault | 15·7 | 6·7 | 490 |
| NS | Normal fault | 11·45 | 2·45 | 0 |
The model pipe used in the test is made of stainless steel with outer diameter of 15 mm and thickness of 0·5 mm in model scale, which is equivalent to 750 mm diameter and 25 mm thick pipe in prototype, as shown in Figure 4. The pipe has a bending stiffness of EI = 0·787 GN m2 in prototype. Ten pairs of strain gauges are attached to the inner top and bottom surfaces of the pipe with 40 mm (in model scale) interval to measure the bending strain of the pipe. The model pipe has a circular fringe at the right end, with which the pipe is rigidly fixed to the side wall. In addition, a solid circular bar with a fringe is inserted on the left end of the pipe. The left fringe is attached to the left wall to create a slider. The reserved space between the left fringe and pipe is about 20 mm, which is larger than the horizontal component of the maximum bedrock offset of 15 mm, to avoid the contact of the left fringe and the pipe. Therefore with this slider no extra axial force is induced to the pipe due to faulting. Therefore it is considered that deflection of the pipe is mainly due to the force caused by the vertical relative movement between the pipe and soil in this model.
Typical test procedures are as follows: (i) fix a model buried pipe to the right side wall; (ii) pour dry Toyoura sand into the container by air pluviation method with a target relative density of 80%; (iii) inked Toyoura sand is poured adjacent to the front window to create alternate layers with 20 mm thick (in model scale) each for clear identification of the failure surface in the front view; (iv) for case RD, place the rubber bag on the surface of the model sand layer, and feed the air pressure to it after bolting the top grid onto the container; (v) mount the completed model on the swing platform ready for centrifugal acceleration; (vi) having reached 50g acceleration, activate the fault simulator by the speed of 2·18 mm/min (in model scale) to the maximum offset of δb = 30 mm (in model scale); (vii) during faulting, strain data and digital images are recorded with every bedrock offset increment of 1 mm (in model scale).
3.2 Test results and discussion
3.2.1 Propagation of fault rupture in sand
In-flight photos captured during faulting in each case are shown in Figure 5, and the rupture propagations are summarised in Figure 6 with the rupture surface number.
In-fight photographs captured during faulting: (a) case RS; (b) case RD; (c) case NS
In-fight photographs captured during faulting: (a) case RS; (b) case RD; (c) case NS
In case RS, the ground discontinuity appeared at the lower part of the ground when δb = 0·5 m (Figure 5(a)). The rupture (RS1) propagated to the middle layer of the ground after 0·25 m more bedrock offset, and it outcropped on the ground surface at δb = 0·9 m. With increasing of bedrock offset, another rupture (RS2) above RS1 gradually developed from fault tip to the middle layer of the ground. It may outcrop on the ground surface with further bedrock offset.
In case RD, the ground discontinuity only induced near the fault tip at the base when δb = 0·5 m (Figure 5(b)). The first rupture (RD1) propagated to the middle of the ground and stopped after bedrock offset reached 1·0 m, and a secondary rupture (RD2) on the hanging-wall side of rupture RD1 initiated. Another discontinuity induced in the upper soil when δb = 1·25 m. Then, its lower end developed to connect with the rupture RD2, and its upper end propagated to the ground surface.
For case NS, an initial rupture (NS1) initiated almost vertically at the bottom of the ground with δb = 0·25 m (Figure 5(c)), and it stopped at the lower part of the soil. With 0·2 m more bedrock offset, another rupture (NS2) on the foot-wall side of NS1 quickly propagated to the ground surface. When bedrock offset reached 0·75 m, the third rupture (NS3) appeared on further foot-wall side of rupture NS2.
The reverse faulting had a wider fault zone than that of normal faulting. It is associated with passive and active soil conditions, which are loading and unloading, respectively. The widths of the rupture zone (W, the horizontal distance from the fault tip to the major rupture top or surface rupture, as illustrated in Figure 3(d)) were 10·4 and 3·7 m for cases RS and NS, corresponding to normalised values (W/H) of 0·94 and 0·32, respectively. The result of case RS agreed with 1g test result of Cole and Lade (1984) that W/H was 0·98 for dense sand with a dip angle of 60°. For normal faulting, the W/H value in case NS was in good agreement with values of 0·3–0·4 and 0·3–0·5 observed in normal faulting tests performed by Lee and Hamada (2005) and Chu et al. (2013), respectively. Besides, the rupture propagation rate was faster in normal faulting than that in reverse faulting, as the observed uplifting ratios (δbv/H) for outcropping on ground surface were 3·0 and 6·9% for cases NS and RS. These values were smaller than those observed by Bransby et al. (2008a) and Bransby et al. (2008b) in their centrifuge tests with a dip angle of 60°, which were 3·2 and 10% for normal and reverse faulting, respectively. The slower propagation was due to the loose sand (Dr. = 60%) used both in tests of Bransby et al. (2008a) and Bransby et al. (2008b). It is known that lower relative density of sand corresponds to smaller Young's modulus, and the smaller Young's modulus leads to slower propagation (Lin et al., 2006). The faster propagation in normal faulting than that in reverse faulting is due to different stress condition in each case. For the normal faulting, the soil is horizontally extended, while for the reverse faulting the soil is compressed. The stress of the soil for the normal fault is relatively small and close to active condition compared with those for the reverse fault, which have a large stress increase in passive condition. It indicates that soils for the normal fault have smaller failure strain than those for the reverse fault. As a result, soils for the normal fault require smaller relative movement to create a shear band than those for the reverse fault.
As can be seen in Figure 6, RS1 had a lower trace than RD1, and also for RS2 than RD2. It suggested that ruptures in shallower case experienced a smaller propagation direction angle to the X axis. The lower rupture trace in case RS resulted in a wider fault zone, as the normalised widths of fault zone (W/H) was 0·94 and 0·89 (H = 15·7 m) at δb = 1·5 m for cases RS and RD, respectively. According to Cole and Lade (1984), the rupture propagation direction is controlled by the angle of dilation. It is known that increasing stress level in soil reduces the angle of dilation, so the smaller angle of dilation in case RD leads to ruptures curved less towards the X axis than those in case RD. Besides, the uplifting ratios (δbv/H) for outcropping on the ground surface were 7·0 and 6·6% (H = 15·7 m) for cases RS and RD (Figure 6). The faster propagation in case RD is also due to its larger stress level. Since larger stress in sand leads to greater Young's modulus, and greater Young's modulus results in faster propagation (Lin et al., 2006).
3.2.2 Vertical displacements of the ground due to faulting
For the case of dip–slip fault with a relatively steep dip angle, like the condition of the test (60°), the vertical differential movement is one of the most critical concerns for the structures constructed in or on the ground. The displacements of the ground induced by the model fault offset were measured by PIV technique (White et al., 2003), based on the in-flight photos captured by the digital camera. Patch size adopted in the PIV analysis was 64 pixels, equivalent to 9·03 mm in prototype scale. It should be noted that discontinuous deformation might be underestimated due to this relative large patch size.
Vertical displacement profiles at different depths from the bedrock in each case are plotted in Figures 7 and 8. As shown in Figure 7(a), sand on the hanging wall uplifted with the increasing of bedrock offset in case RS, while sand on the footwall had tiny displacements. With further bedrock offsets, a scarp gradually formed at each sand layer. The scarp was steeper in deeper sand layers corresponded to narrower shear zone width. Figure 7(b) presents a similar process of vertical displacement development in case RD. In normal faulting (Figure 8), sand on the hanging wall moved downward with bedrock offset, while the sand on the foot wall had very small vertical displacements. Clear discontinuities were observed when the bedrock offset reached 0·5 m, and they became sharper with larger bedrock offset.
Vertical displacement profiles at different depths in reverse faulting: (a) case RS; (b) case RD
Vertical displacement profiles at different depths in reverse faulting: (a) case RS; (b) case RD
A more intuitive comparison of vertical displacements in all cases is shown in Figure 9. The vertical displacements are normalised by the vertical component of bedrock offset. The vertical displacement was more continuous for the reverse faults than the normal fault, and also for case RD than case RS. The maximum normalised vertical displacements were about 1·0 in both cases RS and NS. However, the maximum value was about 0·85 in case RD. It suggests that the ground movement was prevented by the rubber bag on the ground surface in case RD. The purpose of the air pressure on the ground surface is to break the limitation of height of fault simulator. Compared with the method by increasing test g-level or by using the thicker sand layer on the top to provide the same overburden pressure, the above results indicate that soil displacement is underestimated when using air pressure to replace the deep overburden sand layer. However, the underestimation of soil displacement could be evaluated, which is about 15% in this test, and it should be considered while interpreting the test results. Although the method by increasing test g-level or by using the thicker sand layer on the top to provide the same overburden pressure could simulate relative true soil displacements, it also has some limitations. Different g-levels will lead to different scale of the pipe, and the height of the ground is limited by the height of the fault simulator.
To understand the ground movement in a simple way, a complimentary error function (Equation 1, Figure 10(a)) was adopted to approximate the vertical displacements normalised by the maximum value, δv/δvmax (Takemura et al., 2010). The complimentary error function was initially applied by Roboski and Finno (2006) to fit ground movements parallel to deep excavations in clay. Cai and Ng (2013) also used this function to estimate the deformation profile of clay induced by normal faulting. As can be seen in Figure 10(a), the observed data can be approximated by complimentary error function. The double value of standard deviation (2σ) can be considered as one of the indices representing the width of steep differential displacement zone. To calculate the value of 2σ, the two points (x1, 0·84) and (x2, 0·16) should be first found from the test data, and then 2σ can be determined by value of x2 − x1. Figure 10(b) compares the normalised vertical displacement profiles and the evaluated ones by Equation 1 at different depths when δb = 1·0 m in case RS. It suggests that the evaluated vertical displacement profiles agree with the measured values. The variations of 2σs deduced from the normalised profile are compared at δb = 0·5 and 1·5 m in Figure 10(c). The width of differential displacements zone at the same bedrock offset was larger in reserve faulting than that in normal faulting, and also for case RD than case RS. It suggests that more bedrock offsets are needed to induce a clear discontinuity in deeper case of reverse faulting. Besides, the widths in all cases were getting larger from the deep depth to a shallow one, and they became narrower with the bedrock offset increased. It demonstrates that clear discontinuity gradually developed along rupture surface with larger bedrock offset. It should be pointed out that this function may not well describe the vertical displacement profiles with large discontinuity. However, even in large discontinuity, the 2σ can provide a quantitative understanding of width of differential displacement zone.
Approximation of normalised vertical displacement profiles by complimentary error function: (a) an example of evaluation for case RD at 5·6 m depth when δb = 1·0 m; (b) comparison of observed δv/δvmax and that evaluated by complimentary error function in case RS at different depth when δb = 1·0 m; (c) distributions of 2σs along depth in all cases
Approximation of normalised vertical displacement profiles by complimentary error function: (a) an example of evaluation for case RD at 5·6 m depth when δb = 1·0 m; (b) comparison of observed δv/δvmax and that evaluated by complimentary error function in case RS at different depth when δb = 1·0 m; (c) distributions of 2σs along depth in all cases
3.2.3 Behaviour of buried pipes
Figure 11 shows the bending strains measured by the strain gauges at δb = 1·0 m. For case RD, large sharp peaks of positive and negative moments can be seen at both hanging and foot wall sides. The peak locations are close to the location of x = ±σ defined in Figure 9, where the curvature of the vertical displacement profile is the maximum. On the contrary, for case RS, the moment is very small and its maximum was observed outside of the steep differential displacement area (see Figure 8). For case NS, clear positive peak moment was observed at the foot wall side but very close to the rupture, the maximum absolute moment values of case NS is larger than that of case RS.
Deformations of the model pipes observed in each case after the tests are shown in Figure 12 and these observed deformations are compared with the vertical displacements of the ground in Figure 13. It can be said that the pipe under large confined pressure deformed as the ground did with very small relative displacement between the pipe and ground. In addition, the deformations of the shallow pipes are much less than those of the ground both for the normal and reverse fault. The difference in the behaviour of the deep and shallow buried pipes can be attributed to the relative stiffness of the pipe to the ground. At a shallow depth, increasing the pipe rigidity could be an effective countermeasure against the deformation of alluvium due to the bedrock fault. However, Oliveira et al. (2016) found that the higher the pipe rigidity the higher the stresses developed in the pipe due to soil mass movements. Therefore if the underground structure is constructed at a deep depth, the force from the ground due to faulting is so significant even in an unconsolidated deposit, and rigid and brittle structure may not be a good option for preventing the failure.
Deformed pipes captured after tests: (a) case RS; (b) case RD; (c) case NS
Deformed pipes captured after tests: (a) case RS; (b) case RD; (c) case NS
Deformations of pipes and grounds at δb = 1·5 m: (a) case RS; (b) case RD; (c) case NS
Deformations of pipes and grounds at δb = 1·5 m: (a) case RS; (b) case RD; (c) case NS
4. Conclusions
A fault simulator was developed, by which a large overburden pressure can be applied to the model soil to simulate dip–slip fault in a centrifuge. Using the fault simulator, an initial test series on buried pipes are presented. From the test results, the following conclusions were drawn.
- (a)
The developed fault simulator shows very promising results with respect to rupture propagation, ground deformation and pipe behaviour.
- (b)
Reverse faulting experienced faster rupture propagate rate and wider rupture zone than normal faulting. In reverse faulting, higher stress level in deeper case resulted in faster propagation and narrower fault zone. For deeper case in reverse faulting, more bedrock offset was required to induce a clear discontinuity.
- (c)
The complimentary error function is able to approximate the normalised vertical displacement profiles. It provides a simple way to understand the differential settlement zone.
- (d)
Deflection of buried pipes in sand over dip–slip fault is dependent on the relative stiffness of pipe to the surrounding soil. Increasing the pipe rigidity could be an effective measure to reduce the deflection of the shallow buried pipe.
Acknowledgements
The authors thank Ms. Y. Ishii, a former master's student, and Mr. S. Seki, technician in Geotechnical laboratory in Tokyo Tech, for their contribution to this paper and continuous support during centrifuge tests.
Notation
- Dr
relative density
- d50
median particle diameter
- emax
maximum void ratio
- emin
minimal void ratio
- Gs
specific gravity of soil particle
- H
height of ground
- W
width of rupture zone (horizontal distance from the fault tip to the rupture top)
- δb
bedrock offset
- δbh
horizontal component of bedrock offset
- δbv
vertical component of bedrock offset
- δv
vertical displacement of sand
- δvmax
maximum vertical displacement of sand at a certain depth
- μ
mean value of the complimentary error function
- σ
standard deviation of the complimentary error function
- Φ(x)
complimentary error function
- ψ
angle of dilation













